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GUGGENHEIM 1:1 EXC 4/9/18 739371839
GUGGENHEIM 1:1 EXC 4/9/18 739371839. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 77 Institutional holders with a total value of $283,651,127.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Private Advisor Group, LLC 3,571 450,000 0.16%
52 Partnervest Advisory Services LLC 3,323 429,000 0.15%
53 BANK OF MONTREAL /CAN/ 3,298 425,000 0.15%
54 OPPENHEIMER & CO INC 3,178 410,000 0.14%
55 WELL DONE, LLC 3,020 390,000 0.14%
56 First Heartland Consultants, Inc. 2,474 319,000 0.11%
57 LifePlan Financial Group, Inc 2,392 309,000 0.11%
58 Argentus Capital Management, LLC 2,120 273,000 0.10%
59 Cetera Advisor Networks LLC 1,962 252,000 0.09%
60 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 1,750 226,000 0.08%
61 D'Orazio & Associates, Inc. 1,734 224,000 0.08%
62 SCOTIA CAPITAL INC. 1,732 224,000 0.08%
63 Tower Research Capital LLC (TRC) 1,706 220,000 0.08%
64 IFP ADVISORS, INC 1,472 190,000 0.07%
65 CITIGROUP INC 1,393 180,000 0.06%
66 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,302 168,000 0.06%
67 WESTPORT RESOURCES MANAGEMENT INC 904 117,000 0.04%
68 Advisors Preferred, LLC 776 100,000 0.04%
69 TCI Wealth Advisors, Inc. 600 77,000 0.03%
70 Creative Planning 515 66,000 0.02%
71 PNC FINANCIAL SERVICES GROUP, INC. 360 46,000 0.02%
72 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 310 40,000 0.01%
73 FARMERS & MERCHANTS INVESTMENTS INC 240 31,000 0.01%
74 NEXT Financial Group, Inc 119 15,000 0.01%
75 US BANCORP \DE\ 100 13,000 0.00%
76 WOLVERINE TRADING LP /BD 9 1,127 0.00%
77 Parallax Volatility Advisers, L.P. 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.