Dark
Light
System
Security
SCHWAB U.S. BROAD MARKET ETF
SCHWAB U.S. BROAD MARKET ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 139 Institutional holders with a total value of $571,609,889.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,800 951,000 0.17% Call
52 Orion Porfolio Solutions, LLC 18,989 868,000 0.15%
53 HIGHLAND CAPITAL MANAGEMENT, LLC 18,615 851,000 0.15% SH
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,270 790,000 0.14%
55 RAYMOND JAMES & ASSOCIATES 16,998 777,000 0.14%
56 SALEM INVESTMENT COUNSELORS INC 16,522 755,000 0.13%
57 D. SCOTT NEAL, INC. 15,895 727,000 0.13%
58 Commonwealth Equity Services, Inc 14,424 659,000 0.12%
59 Annex Advisory Services, LLC 14,384 657,000 0.11%
60 WELLS FARGO & COMPANY/MN 14,342 656,000 0.11%
61 KMS FINANCIAL SERVICES, INC 14,170 648,000 0.11%
62 NAPLES GLOBAL ADVISORS, LLC 14,130 646,000 0.11%
63 Evensky & Katz LLC 13,952 637,000 0.11%
64 UBS AG 13,338 610,000 0.11%
65 JMG Financial Group, Ltd. 12,986 594,000 0.10%
66 REINHART PARTNERS, LLC. 13,000 594,000 0.10%
67 MSI Financial Services Inc 12,891 589,000 0.10%
68 Regent Investment Management LLC 12,538 573,000 0.10%
69 Texas Yale Capital Corp. 11,139 509,000 0.09%
70 L. Roy Papp & Associates, LLP 11,088 507,000 0.09%
71 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 11,014 503,000 0.09%
72 B. Riley Wealth Advisors, Inc. 10,864 497,000 0.09%
73 Bowling Portfolio Management LLC 10,458 478,000 0.08%
74 Roundview Capital LLC 9,981 456,000 0.08%
75 FLOW TRADERS U.S. LLC 9,925 454,000 0.08%
76 JANE STREET GROUP, LLC 9,808 448,000 0.08%
77 BROWN ADVISORY INC 8,640 395,000 0.07%
78 Newman Dignan & Sheerar, Inc. 8,614 394,000 0.07%
79 Ifrah Financial Services, Inc. 7,567 346,000 0.06%
80 Timber Hill LLC 7,173 328,000 0.06%
81 Callahan Advisors, LLC 7,153 327,000 0.06%
82 SG Select LLC 6,918 316,000 0.06%
83 CAHILL FINANCIAL ADVISORS INC 6,701 307,000 0.05%
84 AMERICAN INTERNATIONAL GROUP, INC. 6,688 305,704 0.05%
85 BANK OF MONTREAL /CAN/ 6,677 304,000 0.05%
86 Capstone Financial Advisors, Inc. 6,400 293,000 0.05%
87 IMA Advisory Services, Inc. 6,171 282,000 0.05%
88 SIGMA INVESTMENT COUNSELORS INC 5,951 272,000 0.05%
89 ProVise Management Group, LLC 5,814 266,000 0.05%
90 Gemmer Asset Management LLC 5,778 264,000 0.05%
91 One Capital Management, LLC 5,683 260,000 0.05%
92 CITADEL ADVISORS LLC 5,581 255,000 0.04%
93 Summit Asset Management, LLC 5,456 249,000 0.04%
94 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 5,180 237,000 0.04%
95 VISTA CAPITAL PARTNERS, INC. 5,168 236,000 0.04%
96 BSW Wealth Partners 5,127 234,000 0.04%
97 Carnegie Investment Counsel 4,873 223,000 0.04%
98 Detwiler Fenton Investment Management LLC 4,875 223,000 0.04%
99 FineMark National Bank & Trust 4,778 218,000 0.04%
100 Signature Financial Management, Inc. 4,770 218,000 0.04%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.