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SCHWAB U.S. BROAD MARKET ETF
SCHWAB U.S. BROAD MARKET ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 139 Institutional holders with a total value of $571,609,889.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 PINNACLE ASSOCIATES LTD 4,643 212,000 0.04%
102 Joel Isaacson & Co., LLC 4,229 193,000 0.03%
103 AMI INVESTMENT MANAGEMENT INC 3,425 156,000 0.03%
104 Edge Wealth Management LLC 3,045 139,000 0.02%
105 Blume Capital Management, Inc. 3,000 137,000 0.02%
106 Tortoise Investment Management, LLC 2,980 136,000 0.02%
107 TCI Wealth Advisors, Inc. 2,610 119,000 0.02%
108 Brouwer & Janachowski, LLC 3,486 117,000 0.02%
109 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,352 108,000 0.02%
110 KANALY TRUST CO 2,203 101,000 0.02%
111 Placemark Investments, Inc. 1,934 88,000 0.02%
112 Smithfield Trust Co 1,535 70,000 0.01%
113 Corbenic Partners LLC 1,460 67,000 0.01%
114 ROYAL BANK OF CANADA 1,430 65,000 0.01%
115 MCF Advisors LLC 1,144 52,000 0.01%
116 LBA Wealth Management, LLC 1,005 46,000 0.01%
117 WFG Advisors, LP 633 29,000 0.01%
118 Wallington Asset Management, LLC 588 27,000 0.00%
119 FORT PITT CAPITAL GROUP INC 551 25,185 0.00%
120 PNC FINANCIAL SERVICES GROUP, INC. 547 25,000 0.00%
121 CapWealth Advisors, LLC 450 21,000 0.00%
122 WEALTHFRONT CORP 406 19,000 0.00%
123 Private Ocean, LLC 393 18,000 0.00%
124 US BANCORP \DE\ 400 18,000 0.00%
125 Manchester Capital Management LLC 400 18,000 0.00%
126 Paradigm Financial Advisors, LLC 339 16,000 0.00%
127 Gradient Investments LLC 250 11,000 0.00%
128 Capital Directions Investment Advisors, LLC 225 10,000 0.00%
129 PALLADIUM PARTNERS LLC 200 9,000 0.00%
130 Creative Planning 202 9,000 0.00%
131 Tradewinds Capital Management, LLC 201 9,000 0.00%
132 Barrett Asset Management, LLC 165 8,000 0.00%
133 American Research & Management Co. 115 5,000 0.00%
134 Efficient Market Advisors, LLC 80 4,000 0.00%
135 HOWE & RUSLING INC 60 3,000 0.00%
136 PIERSHALE FINANCIAL GROUP, INC. 61 3,000 0.00%
137 Kavar Capital Partners, LLC 25 1,000 0.00%
138 Quantum Capital Management, LLC / NJ 13 1,000 0.00%
139 Carroll Financial Associates, Inc. 6 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.