Dark
Light
System
Security
SCHWAB US DIVIDEND EQUITY ETF
SCHWAB US DIVIDEND EQUITY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 101 Institutional holders with a total value of $274,505,387.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Homrich & Berg 1,475,251 54,363,000 19.80%
2 ASSET ADVISORS CORP 1,168,785 43,070,000 15.69%
3 Summit Asset Management, LLC 580,821 21,403,000 7.80%
4 GOLDMAN SACHS GROUP INC 506,995 18,683,000 6.81%
5 FRONTIER INVESTMENT MGMT CO 389,960 14,370,000 5.23%
6 HENGEHOLD CAPITAL MANAGEMENT LLC 238,069 8,773,000 3.20%
7 Brouwer & Janachowski, LLC 234,724 8,650,000 3.15%
8 Atria Investments, Inc 217,530 8,016,000 2.92%
9 Whitegate Investment Counselors, Inc. 164,276 6,586,000 2.40%
10 Apriem Advisors 141,271 5,206,000 1.90%
11 Madden Advisory Services, Inc. 137,990 5,085,000 1.85%
12 Keystone Financial Planning, Inc. 113,635 4,187,000 1.53%
13 Live Your Vision, LLC 108,668 4,004,000 1.46%
14 Strategic Advisors LLC 108,516 3,999,000 1.46%
15 LPL Financial LLC 104,109 3,836,000 1.40%
16 CITIGROUP INC 100,000 3,686,000 1.34%
17 DRW Securities, LLC 89,452 3,296,000 1.20%
18 Newman Dignan & Sheerar, Inc. 86,645 3,193,000 1.16%
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 86,308 3,180,000 1.16%
20 BANK OF AMERICA CORP /DE/ 76,597 2,823,000 1.03%
21 KMS FINANCIAL SERVICES, INC 75,980 2,800,000 1.02%
22 Buckingham Capital Management, Inc. 73,968 2,726,000 0.99%
23 Eidelman Virant Capital 70,015 2,580,000 0.94%
24 EVERMAY WEALTH MANAGEMENT LLC 66,855 2,464,000 0.90%
25 MORGAN STANLEY 63,462 2,339,000 0.85%
26 Tuttle Capital Management, LLC 57,887 2,133,000 0.78%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 56,499 2,082,000 0.76%
28 ProVise Management Group, LLC 55,009 2,027,000 0.74%
29 Courage Miller Partners, LLC 54,991 2,026,000 0.74%
30 SVA Wealth Management, LLC 48,709 1,795,000 0.65%
31 AMERICAN INTERNATIONAL GROUP, INC. 41,856 1,542,363 0.56%
32 Eagle Capital Management, LLC 39,150 1,443,000 0.53%
33 Orion Porfolio Solutions, LLC 35,835 1,321,000 0.48%
34 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 35,474 1,307,000 0.48%
35 Scott & Selber, Inc. 34,719 1,279,000 0.47%
36 WELLS FARGO & COMPANY/MN 33,960 1,251,000 0.46%
37 Van Cleef Asset Management,Inc 31,375 1,156,000 0.42%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,443 975,000 0.36%
39 First Allied Advisory Services, Inc. 20,963 775,000 0.28%
40 NORTHWEST INVESTMENT COUNSELORS, LLC 19,423 716,000 0.26%
41 Steinberg Global Asset Management 16,706 616,000 0.22%
42 WISCONSIN CAPITAL MANAGEMENT LLC 15,543 573,000 0.21%
43 Aspen Investment Management Inc 15,362 566,000 0.21%
44 Twele Capital Management, Inc. 14,736 543,000 0.20%
45 FAGAN ASSOCIATES, INC. 14,696 542,000 0.20%
46 Concert Wealth Management Inc. 13,612 499,000 0.18%
47 TOTH FINANCIAL ADVISORY CORP 13,373 493,000 0.18%
48 ENVESTNET ASSET MANAGEMENT INC 13,363 492,000 0.18%
49 Stearns Financial Services Group 13,292 490,000 0.18%
50 Capital Investment Advisors, LLC 13,081 482,024 0.18%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.