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SCHWAB US DIVIDEND EQUITY ETF
SCHWAB US DIVIDEND EQUITY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 190 Institutional holders with a total value of $863,941,083.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 7,812,219 301,239,000 34.87%
2 WEALTHFRONT CORP 1,594,385 61,479,000 7.12%
3 ASSET ADVISORS CORP 1,308,935 50,473,000 5.84%
4 Homrich & Berg 1,233,421 47,561,000 5.51%
5 Charles Schwab Investment Advisory, Inc. 711,682 27,442,000 3.18%
6 QS Investors, LLC 620,675 23,933,000 2.77%
7 Raymond James Financial Services Advisors, Inc. 603,570 23,274,000 2.69%
8 MADISON INVESTMENT HOLDINGS INC 478,743 18,460,000 2.14%
9 UBS Group AG 474,413 18,293,000 2.12%
10 HENGEHOLD CAPITAL MANAGEMENT LLC 441,796 17,036,000 1.97%
11 Summit Asset Management, LLC 439,621 16,952,000 1.96%
12 LPL Financial LLC 399,028 15,299,000 1.77%
13 SHARKEY, HOWES & JAVER 352,710 13,601,000 1.57%
14 ProVise Management Group, LLC 294,401 11,352,000 1.31%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 291,797 11,251,000 1.30%
16 Apriem Advisors 234,444 9,040,000 1.05%
17 ENVESTNET ASSET MANAGEMENT INC 230,233 8,878,000 1.03%
18 WELLS FARGO & COMPANY/MN 204,261 7,876,000 0.91%
19 MORGAN STANLEY 172,551 6,654,000 0.77%
20 WELLESLEY INVESTMENT PARTNERS, LLC 158,322 6,104,000 0.71%
21 Brouwer & Janachowski, LLC 150,882 5,818,000 0.67%
22 Keystone Financial Planning, Inc. 128,443 4,953,000 0.57%
23 Courage Miller Partners, LLC 123,229 4,752,000 0.55%
24 KCM INVESTMENT ADVISORS LLC 122,999 4,743,000 0.55%
25 Quantum Capital Management, LLC / NJ 116,005 4,473,000 0.52%
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 110,393 4,257,000 0.49%
27 Live Your Vision, LLC 105,449 4,066,000 0.47%
28 SVA Wealth Management, LLC 104,224 4,019,000 0.47%
29 Summit Financial Wealth Advisors, LLC 102,299 3,945,000 0.46%
30 Newman Dignan & Sheerar, Inc. 101,362 3,909,000 0.45%
31 Commonwealth Equity Services, Inc 98,680 3,805,000 0.44%
32 Corbenic Partners LLC 96,041 3,703,000 0.43%
33 CURIAN CAPITAL LLC 94,373 3,639,000 0.42%
34 Regal Investment Advisors LLC 85,753 3,306,000 0.38%
35 Noven Financial Group, Inc. 84,225 3,248,000 0.38%
36 Frontier Wealth Management LLC 83,689 3,227,000 0.37%
37 Strategic Advisors LLC 82,260 3,171,959 0.37%
38 PLANNING ALTERNATIVES LTD /ADV 78,208 3,016,000 0.35%
39 Northstar Group, Inc. 69,569 2,681,000 0.31%
40 PITTENGER & ANDERSON INC 68,862 2,655,000 0.31%
41 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 62,035 2,392,000 0.28%
42 AMERIPRISE FINANCIAL INC 58,124 2,385,000 0.28%
43 AMERICAN INTERNATIONAL GROUP, INC. 61,696 2,379,000 0.28%
44 JANE STREET GROUP, LLC 59,407 2,291,000 0.27%
45 Stockman Wealth Management, Inc. 55,041 2,151,000 0.25%
46 Cambridge Investment Research Advisors, Inc. 54,672 2,108,000 0.24%
47 FRONTIER INVESTMENT MGMT CO 54,485 2,101,000 0.24%
48 LEAVELL INVESTMENT MANAGEMENT, INC. 53,540 2,065,000 0.24%
49 GOLDMAN SACHS GROUP INC 51,958 2,004,000 0.23%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,804 1,882,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.