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SCHWAB U.S. SMALL-CAP ETF
SCHWAB U.S. SMALL-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 188 Institutional holders with a total value of $427,319,208.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 8,210 453,000 0.11%
102 B. Riley Wealth Advisors, Inc. 7,988 440,000 0.10%
103 Destination Wealth Management 7,792 429,000 0.10%
104 Strategic Advisors LLC 7,732 426,000 0.10%
105 Asset Management Group, Inc. 7,701 424,000 0.10%
106 Landmark Financial Advisors, LLC 7,343 408,000 0.10%
107 VISTA CAPITAL PARTNERS, INC. 7,345 405,000 0.09% SH
108 Efficient Market Advisors, LLC 6,940 383,000 0.09%
109 Aris Wealth Services, Inc. 6,927 382,000 0.09%
110 BOK Financial Private Wealth, Inc. 6,772 373,000 0.09%
111 ROYAL BANK OF CANADA 6,596 364,000 0.09%
112 SIGNATUREFD, LLC 6,403 353,000 0.08%
113 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,249 344,000 0.08%
114 TIEMANN INVESTMENT ADVISORS, LLC 6,125 338,000 0.08%
115 Bowling Portfolio Management LLC 6,060 334,000 0.08%
116 BSW Wealth Partners 6,021 332,000 0.08%
117 Carnegie Investment Counsel 6,024 330,000 0.08%
118 First Allied Advisory Services, Inc. 5,942 327,000 0.08%
119 Steinberg Global Asset Management 5,828 321,000 0.08%
120 Koshinski Asset Management, Inc. 5,662 312,000 0.07%
121 Savant Capital, LLC 5,530 305,000 0.07%
122 Pinnacle Advisory Group, Inc. 5,401 297,000 0.07%
123 FINANCIAL CONSULATE, INC 5,362 296,000 0.07%
124 Somerset Group LLC 5,185 286,000 0.07%
125 WBH ADVISORY INC 5,025 276,000 0.06%
126 Financial Management Professionals, Inc. 4,979 274,000 0.06%
127 Live Your Vision, LLC 4,900 265,000 0.06%
128 Wealth Architects, LLC 4,694 259,000 0.06%
129 BAR HARBOR TRUST SERVICES 4,661 257,000 0.06%
130 Commonwealth Equity Services, Inc 4,625 255,000 0.06%
131 HL FINANCIAL SERVICES LLC 4,437 245,000 0.06%
132 Perigon Wealth Management, LLC 4,362 240,000 0.06%
133 Buckingham Capital Management, Inc. 4,335 239,000 0.06%
134 HOWE & RUSLING INC 4,241 234,000 0.05%
135 Aspen Investment Management Inc 4,175 230,000 0.05%
136 Godshalk Welsh Capital Management, Inc. 4,160 229,000 0.05%
137 Barrett Asset Management, LLC 4,006 221,000 0.05%
138 Capital Advantage, Inc. 3,940 217,000 0.05%
139 GREENWOOD CAPITAL ASSOCIATES LLC 3,909 215,000 0.05%
140 Tortoise Investment Management, LLC 3,794 209,000 0.05%
141 Cubic Asset Management, LLC 3,650 201,000 0.05%
142 DEUTSCHE BANK AG\ 3,625 199,000 0.05%
143 Placemark Investments, Inc. 3,612 199,000 0.05%
144 Creative Planning 2,685 148,000 0.03%
145 PNC FINANCIAL SERVICES GROUP, INC. 2,074 114,000 0.03%
146 Crosspoint Capital Strategies, LLC 2,008 111,000 0.03%
147 FineMark National Bank & Trust 1,935 107,000 0.03%
148 LBA Wealth Management, LLC 1,900 105,000 0.02%
149 Stratos Wealth Partners, LTD. 1,893 104,342 0.02%
150 Chevy Chase Trust Holdings, LLC 1,875 103,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.