Dark
Light
System
Security
SCHWAB U.S. LARGE-CAP GROWTH ETF
SCHWAB U.S. LARGE-CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 130 Institutional holders with a total value of $383,240,825.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1,496,396 80,611,000 21.03%
2 Marquette Asset Management, LLC 751,038 40,458,000 10.56%
3 HENGEHOLD CAPITAL MANAGEMENT LLC 471,101 25,378,000 6.62%
4 UNITED CAPITAL FINANCIAL ADVISORS, LLC 270,303 14,534,000 3.79%
5 FAS Wealth Partners, Inc. 260,368 14,026,000 3.66%
6 Gemmer Asset Management LLC 259,025 13,954,000 3.64%
7 ENVESTNET ASSET MANAGEMENT INC 215,063 11,585,000 3.02%
8 Summit Asset Management, LLC 207,620 11,184,000 2.92%
9 Chevy Chase Trust Holdings, LLC 157,400 8,479,000 2.21%
10 Apriem Advisors 138,233 7,447,000 1.94%
11 VALENTINE VENTURES LLC 131,983 7,110,000 1.86%
12 Newman Dignan & Sheerar, Inc. 127,255 6,855,000 1.79%
13 Spectrum Asset Management, Inc. (NB/CA) 123,645 6,661,000 1.74%
14 One Capital Management, LLC 117,225 6,315,000 1.65%
15 MORGAN STANLEY 108,237 5,830,000 1.52%
16 ROYAL BANK OF CANADA 104,640 5,637,000 1.47%
17 First Personal Financial Services 86,627 4,667,000 1.22%
18 Frontier Wealth Management LLC 78,892 4,250,000 1.11%
19 Live Your Vision, LLC 78,152 4,210,000 1.10%
20 UBS Group AG 73,160 3,941,000 1.03%
21 ProVise Management Group, LLC 72,484 3,905,000 1.02%
22 SHARKEY, HOWES & JAVER 67,889 3,657,000 0.95%
23 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 64,946 3,499,000 0.91%
24 GOLDMAN SACHS GROUP INC 64,909 3,497,000 0.91%
25 Madden Advisory Services, Inc. 63,446 3,418,000 0.89%
26 Tradewinds Capital Management, LLC 62,094 3,345,000 0.87%
27 LPL Financial LLC 57,758 3,095,000 0.81%
28 STARFIRE INVESTMENT ADVISERS, INC. 52,473 2,826,720 0.74%
29 GHP Investment Advisors, Inc. 51,525 2,776,000 0.72%
30 BANK OF AMERICA CORP /DE/ 51,240 2,760,000 0.72%
31 Koshinski Asset Management, Inc. 47,120 2,538,000 0.66%
32 Tower Research Capital LLC (TRC) 44,115 2,377,000 0.62%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,468 2,234,000 0.58%
34 Nadler Financial Group, Inc. 41,394 2,230,000 0.58%
35 SOUTH TEXAS MONEY MANAGEMENT LTD 37,469 2,018,000 0.53%
36 MARINER INDEPENDENT ADVISOR NETWORK, LLC 36,796 1,982,201 0.52%
37 CONDOR CAPITAL MANAGEMENT 36,781 1,981,000 0.52%
38 Curbstone Financial Management Corp 36,616 1,973,000 0.51%
39 IMA Advisory Services, Inc. 36,432 1,963,000 0.51%
40 CABOT WEALTH MANAGEMENT INC 34,739 1,871,000 0.49%
41 JANE STREET GROUP, LLC 34,270 1,846,000 0.48%
42 Mariner, LLC 32,735 1,763,000 0.46%
43 Courage Miller Partners, LLC 32,692 1,761,000 0.46%
44 Orion Porfolio Solutions, LLC 32,518 1,752,000 0.46%
45 Eagle Capital Management, LLC 31,751 1,710,000 0.45%
46 JMG Financial Group, Ltd. 30,805 1,659,000 0.43%
47 VOYA FINANCIAL ADVISORS, INC. 28,738 1,561,000 0.41%
48 Stearns Financial Services Group 26,338 1,419,000 0.37%
49 LVW Advisors, LLC 24,327 1,311,000 0.34%
50 Stockman Wealth Management, Inc. 23,408 1,261,000 0.33%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.