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SCHWAB U.S. LARGE-CAP GROWTH ETF
SCHWAB U.S. LARGE-CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 173 Institutional holders with a total value of $694,772,830.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TMFS HOLDINGS LLC 4,375,052 229,342,000 33.01%
2 Marquette Asset Management, LLC 722,053 37,850,000 5.45%
3 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 656,685 34,423,000 4.95%
4 LPL Financial LLC 538,544 28,020,000 4.03%
5 Financial Management Professionals, Inc. 506,738 26,563,000 3.82%
6 HENGEHOLD CAPITAL MANAGEMENT LLC 469,764 24,625,000 3.54%
7 KRILOGY FINANCIAL LLC 434,854 22,795,000 3.28%
8 SHARKEY, HOWES & JAVER 263,695 13,823,000 1.99%
9 FAS Wealth Partners, Inc. 259,327 13,594,000 1.96%
10 Gemmer Asset Management LLC 256,832 13,463,000 1.94%
11 Raymond James Financial Services Advisors, Inc. 240,050 12,583,000 1.81%
12 Summit Asset Management, LLC 208,950 10,953,000 1.58%
13 MORGAN STANLEY 168,402 8,827,000 1.27%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 160,262 8,401,000 1.21%
15 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 146,415 7,675,000 1.10%
16 Spectrum Asset Management, Inc. (NB/CA) 140,548 7,368,000 1.06%
17 Commonwealth Equity Services, Inc 135,612 7,109,000 1.02%
18 One Capital Management, LLC 122,832 6,439,000 0.93%
19 ENVESTNET ASSET MANAGEMENT INC 120,648 6,324,000 0.91%
20 Newman Dignan & Sheerar, Inc. 114,956 6,026,000 0.87%
21 VSR Financial Services, Inc. 106,867 5,602,000 0.81%
22 VOYA FINANCIAL ADVISORS, INC. 103,085 5,409,000 0.78%
23 LVW Advisors, LLC 102,969 5,398,000 0.78%
24 ProVise Management Group, LLC 92,104 4,828,000 0.69%
25 Live Your Vision, LLC 89,266 4,679,000 0.67%
26 BANK OF AMERICA CORP /DE/ 89,242 4,678,000 0.67%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 84,342 4,421,000 0.64%
28 Mariner, LLC 83,779 4,392,000 0.63%
29 First Personal Financial Services 82,725 4,336,000 0.62%
30 Curbstone Financial Management Corp 82,673 4,334,000 0.62%
31 Nadler Financial Group, Inc. 78,434 4,112,000 0.59%
32 GHP Investment Advisors, Inc. 77,243 4,049,000 0.58%
33 Tradewinds Capital Management, LLC 76,697 4,020,000 0.58%
34 JFS WEALTH ADVISORS, LLC 71,086 3,726,000 0.54%
35 Madden Advisory Services, Inc. 69,474 3,641,000 0.52%
36 VALENTINE VENTURES LLC 67,778 3,553,000 0.51%
37 AMERIPRISE FINANCIAL INC 67,352 3,522,000 0.51%
38 Covington Capital Management 65,470 3,432,000 0.49%
39 Frontier Wealth Management LLC 64,137 3,362,000 0.48%
40 Cetera Advisor Networks LLC 60,618 3,178,000 0.46%
41 UBS Group AG 55,769 2,923,000 0.42%
42 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 54,690 2,867,000 0.41%
43 SOUTH TEXAS MONEY MANAGEMENT LTD 54,232 2,843,000 0.41%
44 STARFIRE INVESTMENT ADVISERS, INC. 50,425 2,643,278 0.38%
45 GOLDMAN SACHS GROUP INC 50,066 2,624,000 0.38%
46 Corbenic Partners LLC 49,232 2,581,000 0.37%
47 Homrich & Berg 44,687 2,343,000 0.34%
48 CONDOR CAPITAL MANAGEMENT 41,790 2,191,000 0.32%
49 Concert Wealth Management Inc. 41,527 2,169,000 0.31%
50 Courage Miller Partners, LLC 38,365 2,011,000 0.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.