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SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF
SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 104 Institutional holders with a total value of $475,585,427.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IHT WEALTH MANAGEMENT, LLC 6 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Carroll Financial Associates, Inc. 12 0 0.00%
4 SUTTON WEALTH ADVISORS INC. 11 320 0.00%
5 Barrett Asset Management, LLC 41 1,000 0.00%
6 ROWLAND CARMICHAEL ADVISORS INC /ADV 25 1,000 0.00%
7 PARALLEL ADVISORS, LLC 21 1,000 0.00%
8 Tradewinds Capital Management, LLC 75 2,000 0.00%
9 ARMOR INVESTMENT ADVISORS, LLC 55 2,000 0.00%
10 Vantage Investment Advisors, LLC 181 5,000 0.00%
11 Apriem Advisors 700 20,000 0.00%
12 Blume Capital Management, Inc. 762 22,000 0.00%
13 MSI Financial Services Inc 898 26,000 0.01%
14 JFS WEALTH ADVISORS, LLC 1,000 29,000 0.01%
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,216 35,000 0.01%
16 Financial Architects, Inc 1,447 42,000 0.01%
17 Capital Directions Investment Advisors, LLC 1,443 42,000 0.01%
18 Allworth Financial LP 1,491 43,000 0.01%
19 SARGENT BICKHAM LAGUDIS LLC 1,993 58,000 0.01%
20 Perigon Wealth Management, LLC 2,122 65,000 0.01%
21 WEALTHCARE CAPITAL MANAGEMENT LLC 3,031 88,000 0.02%
22 FIFTH THIRD BANCORP 4,000 116,000 0.02%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,612 134,000 0.03%
24 Barnett & Company, Inc. 4,625 135,000 0.03%
25 CITIGROUP INC 5,300 154,000 0.03%
26 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 5,738 167,000 0.04%
27 Eidelman Virant Capital 5,807 168,000 0.04%
28 ADVISOR GROUP, INC. 6,178 180,000 0.04%
29 BRONFMAN E.L. ROTHSCHILD, L.P. 6,413 187,000 0.04%
30 VALLEY NATIONAL ADVISERS INC 6,609 192,000 0.04%
31 Yorktown Management & Research Co Inc 7,000 204,000 0.04%
32 Merriman Wealth Management, LLC 7,142 209,000 0.04%
33 WEST PACES ADVISORS INC. 7,770 226,107 0.05%
34 Koshinski Asset Management, Inc. 7,845 228,000 0.05%
35 Tortoise Investment Management, LLC 7,897 230,000 0.05%
36 Creative Planning 8,172 238,000 0.05%
37 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 8,277 241,000 0.05%
38 ROYAL BANK OF CANADA 8,293 241,000 0.05%
39 MONEYWISE, INC. 9,127 266,000 0.06%
40 NORTH STAR ASSET MANAGEMENT INC 9,500 276,000 0.06%
41 FAS Wealth Partners, Inc. 9,543 278,000 0.06%
42 ALTFEST L J & CO INC 9,882 288,000 0.06%
43 LPL Financial LLC 10,569 309,000 0.06%
44 Texas Yale Capital Corp. 10,750 313,000 0.07%
45 IMA Advisory Services, Inc. 10,763 313,000 0.07%
46 BLUESKY WEALTH ADVISORS, LLC 11,374 331,000 0.07%
47 IFP ADVISORS, INC 11,771 343,000 0.07%
48 Garrison Asset Management, LLC 12,162 354,000 0.07%
49 Cambridge Investment Research Advisors, Inc. 12,314 358,000 0.08%
50 Bartlett & Co. LLC 12,442 362,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.