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SCHWAB STRATEGIC TR
SCHWAB STRATEGIC TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 31 Institutional holders with a total value of $64,417,089.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SFMG, LLC 830,564 24,371,000 37.83%
2 Retirement Planning Group, LLC 432,663 12,696,000 19.71%
3 Chevy Chase Trust Holdings, LLC 352,801 10,353,000 16.07%
4 TILLER PRIVATE WEALTH, INC. 200,919 5,896,000 9.15%
5 HighTower Advisors, LLC 99,687 2,926,000 4.54%
6 Vigilant Capital Management, LLC 41,395 1,215,000 1.89%
7 Commonwealth Equity Services, Inc 33,177 974,000 1.51%
8 SOL Capital Management CO 29,907 878,000 1.36%
9 BRONFMAN E.L. ROTHSCHILD, L.P. 22,615 664,000 1.03%
10 AMERIPRISE FINANCIAL INC 19,015 558,000 0.87%
11 CITIGROUP INC 19,000 557,000 0.86%
12 LVW Advisors, LLC 18,368 539,000 0.84%
13 VALLEY NATIONAL ADVISERS INC 15,134 444,000 0.69%
14 LPL Financial LLC 12,872 373,000 0.58%
15 Paracle Advisors, LLC 12,550 368,000 0.57%
16 ProVise Management Group, LLC 11,474 337,000 0.52%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,211 299,000 0.46%
18 Carnegie Investment Counsel 7,145 210,000 0.33%
19 AMERICAN INTERNATIONAL GROUP, INC. 7,000 205,000 0.32%
20 Sandy Spring Bank 6,779 199,000 0.31%
21 ROYAL BANK OF CANADA 3,681 108,000 0.17%
22 CAPTRUST FINANCIAL ADVISORS 2,315 68,000 0.11%
23 BANK OF AMERICA CORP /DE/ 1,910 56,000 0.09%
24 UBS Group AG 1,760 52,000 0.08%
25 MORGAN STANLEY 1,032 30,000 0.05%
26 Creative Planning 587 17,000 0.03%
27 MassMutual Private Wealth & Trust, FSB 412 12,089 0.02%
28 Financial Architects, Inc 264 8,000 0.01%
29 IFP ADVISORS, INC 125 4,000 0.01%
30 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1 0 0.00%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.