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SCHWAB STRATEGIC TR
SCHWAB STRATEGIC TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 40 Institutional holders with a total value of $98,876,889.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SFMG, LLC 1,076,910 36,303,000 36.72%
2 Retirement Planning Group, LLC 523,522 17,648,000 17.85%
3 Chevy Chase Trust Holdings, LLC 270,831 8,870,000 8.97%
4 HighTower Advisors, LLC 211,685 7,135,000 7.22%
5 TILLER PRIVATE WEALTH, INC. 167,777 5,656,000 5.72%
6 OPES ADVISORS INC 133,823 4,511,000 4.56%
7 MILLIE CAPITAL MANAGEMENT, LLC 103,375 3,485,000 3.52%
8 AMERIPRISE FINANCIAL INC 68,467 2,312,000 2.34%
9 Callan Capital, LLC 63,485 2,140,000 2.16%
10 Vigilant Capital Management, LLC 49,830 1,680,000 1.70%
11 Commonwealth Equity Services, Inc 38,219 1,288,000 1.30%
12 CITADEL ADVISORS LLC 28,632 965,000 0.98%
13 BRONFMAN E.L. ROTHSCHILD, L.P. 22,615 762,000 0.77%
14 FormulaFolio Investments, LLC 22,102 745,000 0.75%
15 LPL Financial LLC 19,880 664,000 0.67%
16 JANE STREET GROUP, LLC 15,992 539,000 0.55%
17 VALLEY NATIONAL ADVISERS INC 15,490 522,000 0.53%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,253 514,000 0.52%
19 Paracle Advisors, LLC 12,883 434,000 0.44%
20 SOL Capital Management CO 11,001 371,000 0.38%
21 Carnegie Investment Counsel 10,375 350,000 0.35%
22 MYCIO WEALTH PARTNERS, LLC 10,330 348,000 0.35%
23 ProVise Management Group, LLC 9,583 323,000 0.33%
24 ADVISOR GROUP, INC. 7,159 241,000 0.24%
25 MORGAN STANLEY 5,128 173,000 0.17%
26 Edge Wealth Management LLC 5,009 169,000 0.17%
27 ROYAL BANK OF CANADA 3,983 134,000 0.14%
28 Financial Architects, Inc 3,449 116,000 0.12%
29 Sandy Spring Bank 3,025 102,000 0.10%
30 Creative Planning 2,996 101,000 0.10%
31 BANK OF AMERICA CORP /DE/ 1,949 66,000 0.07%
32 UBS Group AG 1,760 59,000 0.06%
33 Perigon Wealth Management, LLC 1,395 47,000 0.05%
34 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 1,350 46,000 0.05%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 679 23,000 0.02%
36 NEW CAPITAL MANAGEMENT LP 518 17,000 0.02%
37 MassMutual Private Wealth & Trust, FSB 412 13,889 0.01%
38 IFP ADVISORS, INC 125 4,000 0.00%
39 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1 0 0.00%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.