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SCHWAB US AGGREGATE BOND ETF
SCHWAB US AGGREGATE BOND ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 78 Institutional holders with a total value of $182,324,767.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 3 0 0.00%
2 Efficient Market Advisors, LLC 12 1,000 0.00%
3 Hanson & Doremus Investment Management 10 1,000 0.00%
4 WealthTrust-Arizona, LLC 25 1,000 0.00%
5 Peachtree Investment Advisors, Inc. 15 1,000 0.00%
6 Horrell Capital Management, Inc. 32 2,000 0.00%
7 MCF Advisors LLC 41 2,000 0.00%
8 Financial Architects, Inc 94 5,000 0.00%
9 Creative Planning 119 6,000 0.00%
10 JNBA Financial Advisors 284 13,000 0.01%
11 Vantage Investment Advisors, LLC 361 19,000 0.01%
12 AMERIPRISE FINANCIAL INC 388 20,000 0.01%
13 Vigilant Capital Management, LLC 400 21,000 0.01%
14 MSI Financial Services Inc 438 23,000 0.01%
15 Private Ocean, LLC 557 29,000 0.02%
16 JFS WEALTH ADVISORS, LLC 978 51,000 0.03%
17 AMERICAN INTERNATIONAL GROUP, INC. 1,000 51,767 0.03%
18 ROYAL BANK OF CANADA 1,000 52,000 0.03%
19 WEALTHCARE CAPITAL MANAGEMENT LLC 2,219 115,000 0.06%
20 BANK OF MONTREAL /CAN/ 2,927 152,000 0.08%
21 COLONY GROUP LLC 3,138 162,000 0.09%
22 Tortoise Investment Management, LLC 3,223 167,000 0.09%
23 WELLS FARGO & COMPANY/MN 3,537 183,000 0.10%
24 Pinnacle Advisory Group, Inc. 4,015 207,000 0.11%
25 PINNACLE ASSOCIATES LTD 4,185 217,000 0.12%
26 BOK Financial Private Wealth, Inc. 4,519 234,000 0.13%
27 Cambridge Investment Research Advisors, Inc. 4,601 238,000 0.13%
28 Pure Financial Advisors, LLC 4,710 244,000 0.13%
29 Garde Capital, Inc. 5,247 272,000 0.15%
30 APPLETON GROUP, LLC 5,284 274,000 0.15%
31 AMI INVESTMENT MANAGEMENT INC 6,270 325,000 0.18%
32 Placemark Investments, Inc. 6,323 327,000 0.18%
33 Cubic Asset Management, LLC 6,400 331,000 0.18%
34 JMG Financial Group, Ltd. 6,425 333,000 0.18%
35 MORGAN STANLEY 6,700 347,000 0.19%
36 Tuttle Capital Management, LLC 7,121 368,000 0.20%
37 HOWE & RUSLING INC 7,216 374,000 0.21%
38 Aspen Investment Management Inc 7,330 379,000 0.21%
39 BUCKINGHAM STRATEGIC WEALTH, LLC 7,957 412,000 0.23%
40 BANK OF AMERICA CORP /DE/ 8,360 433,000 0.24%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,712 451,000 0.25%
42 STRINGER ASSET MANAGEMENT, LLC 9,501 492,000 0.27%
43 Orion Porfolio Solutions, LLC 9,718 503,000 0.28%
44 Mariner, LLC 9,888 512,000 0.28%
45 Friedenthal Financial 10,870 563,000 0.31%
46 Allworth Financial LP 16,092 833,000 0.46%
47 Perigon Wealth Management, LLC 16,579 858,000 0.47%
48 Alexandria Capital, LLC 17,485 905,000 0.50%
49 Concert Wealth Management Inc. 19,364 1,005,000 0.55%
50 HBK Sorce Advisory LLC 20,320 1,052,000 0.58%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.