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SEARS HLDGS CORPORATION
SEARS HLDGS CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 175 Institutional holders with a total value of $1,027,282,278.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Lenox Wealth Management, Inc. 15 0 0.00%
2 Winfield Associates, Inc. 35 0 0.00%
3 FIFTH THIRD BANCORP 6 0 0.00%
4 Alexandria Capital, LLC 20 0 0.00%
5 Live Your Vision, LLC 2 0 0.00%
6 SRH ADVISORS, LLC 43 0 0.00%
7 Cranbrook Wealth Management, LLC 7 0 0.00%
8 SEI INVESTMENTS CO 12 0 0.00%
9 NEXT Financial Group, Inc 64 1,000 0.00%
10 BRONFMAN E.L. ROTHSCHILD, L.P. 93 1,000 0.00%
11 HUNTINGTON NATIONAL BANK 156 1,000 0.00%
12 MSI Financial Services Inc 63 1,000 0.00%
13 North Star Investment Management Corp. 62 1,000 0.00%
14 QS Investors, LLC 28 1,000 0.00%
15 Cable Hill Partners, LLC 84 1,000 0.00%
16 ROPES WEALTH ADVISORS LLC 78 1,000 0.00%
17 JPMORGAN CHASE & CO 114 1,000 0.00%
18 FARMERS & MERCHANTS INVESTMENTS INC 100 1,000 0.00%
19 American Research & Management Co. 100 1,000 0.00%
20 Quantbot Technologies LP 89 1,000 0.00%
21 INTEGRATED INVESTMENT CONSULTANTS, LLC 177 2,000 0.00%
22 JACOBI CAPITAL MANAGEMENT LLC 272 3,000 0.00%
23 INTEGRATED WEALTH MANAGEMENT 314 4,000 0.00%
24 REGAL WEALTH GROUP, INC. 316 4,000 0.00%
25 FEDERATED HERMES, INC. 379 4,000 0.00%
26 CUTLER GROUP LLC / CA 10,200 6,000 0.00% Call
27 Creative Planning 538 6,000 0.00%
28 FIRST MANHATTAN CO. LLC. 533 6,000 0.00%
29 ADVISOR GROUP, INC. 638 8,000 0.00%
30 ROYAL BANK OF CANADA 1,000 11,000 0.00% Call
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,153 13,000 0.00%
32 HAP Trading, LLC 1,116,800 13,000 0.00% Call
33 CWM, LLC 1,204 14,000 0.00%
34 PRELUDE CAPITAL MANAGEMENT, LLC 1,400 16,000 0.00%
35 IFP ADVISORS, INC 1,755 20,000 0.00%
36 US BANCORP \DE\ 1,876 21,000 0.00%
37 Twin Tree Management, LP 2,000 23,000 0.00%
38 PROFICIO CAPITAL PARTNERS LLC 2,000 23,000 0.00%
39 Parallax Volatility Advisers, L.P. 2,000 23,000 0.00% Put
40 CANADA LIFE ASSURANCE Co 2,500 29,000 0.00%
41 CSS LLC/IL 3,100 36,000 0.00% Put
42 EMERALD ACQUISITION LTD. 3,200 37,000 0.00%
43 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 3,200 37,000 0.00%
44 Financial Architects, Inc 3,200 37,000 0.00%
45 EDMOND DE ROTHSCHILD (SUISSE) S.A. 12,494 43,000 0.00% Call
46 EDMOND DE ROTHSCHILD HOLDING S.A. 12,494 43,000 0.00% Call
47 MIZUHO SECURITIES USA LLC 9,800 44,000 0.00% Put
48 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 4,532 52,000 0.01%
49 PNC FINANCIAL SERVICES GROUP, INC. 4,956 57,000 0.01%
50 Parallax Volatility Advisers, L.P. 5,584 64,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.