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AVINGER INC
AVINGER INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 30 Institutional holders with a total value of $81,912,918.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WADDELL & REED FINANCIAL INC 2,516,424 37,016,000 45.19%
2 AWM Investment Company, Inc. 500,000 7,355,000 8.98%
3 ROYCE & ASSOCIATES LP 454,600 6,687,000 8.16%
4 PARADIGM CAPITAL MANAGEMENT INC/NY 258,834 3,807,000 4.65%
5 WALL STREET ASSOCIATES 220,300 3,241,000 3.96%
6 VANGUARD GROUP INC 210,442 3,095,000 3.78%
7 DRIEHAUS CAPITAL MANAGEMENT LLC 194,672 2,864,000 3.50%
8 Opaleye Management Inc. 175,000 2,574,000 3.14%
9 Nicholas Investment Partners, LP 170,641 2,510,000 3.06%
10 MONASHEE INVESTMENT MANAGEMENT LLC 158,730 2,335,000 2.85%
11 MONASHEE INVESTMENT MANAGEMENT LLC 158,730 2,334,918 2.85% PRN
12 Informed Momentum Co LLC 115,804 1,703,000 2.08%
13 Allianz Asset Management GmbH 79,912 1,176,000 1.44%
14 Alyeska Investment Group, L.P. 66,524 979,000 1.20%
15 Bank of New York Mellon Corp 51,374 756,000 0.92%
16 MORGAN STANLEY 42,137 620,000 0.76%
17 SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 40,433 595,000 0.73%
18 Wealth Architects, LLC 33,586 494,000 0.60%
19 GEODE CAPITAL MANAGEMENT, LLC 30,389 447,000 0.55%
20 BLAIR WILLIAM & CO/IL 27,825 409,000 0.50%
21 BlackRock Fund Advisors 16,293 240,000 0.29%
22 KOPP INVESTMENT ADVISORS LLC 15,060 222,000 0.27%
23 BlackRock Institutional Trust Company, N.A. 13,068 192,000 0.23%
24 NEW YORK STATE COMMON RETIREMENT FUND 11,468 169,000 0.21%
25 UBS Group AG 3,330 49,000 0.06%
26 BANK OF AMERICA CORP /DE/ 1,223 18,000 0.02%
27 BlackRock Investment Management, LLC 995 15,000 0.02%
28 Tower Research Capital LLC (TRC) 329 5,000 0.01%
29 BARCLAYS PLC 300 4,000 0.00%
30 ROYAL BANK OF CANADA 42 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.