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Institutional Investment Manager
AWM Investment Company, Inc.
AWM Investment Company, Inc. (CIK: 0001535264) incorporated in Delaware, located at 527 Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 118 holdings with a total value of $516,330,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 Vocera Communications Inc 2,265,556 25,850,000 5.01%
2 ORBITAL ATK INC 1,780,000 25,312,000 4.90%
3 ADEPT TECHNOLOGY INC 1,854,812 24,038,000 4.66%
4 CEVA Inc 1,264,946 23,490,000 4.55%
5 KOPIN CORP 6,405,598 20,114,000 3.90%
6 LIVEPERSON INC 2,092,578 15,820,000 3.06%
7 NEOPHOTONICS CORP 2,269,508 15,455,000 2.99%
8 LEMAITRE VASCULAR INC COM 1,191,517 14,525,000 2.81%
9 LendingTree, Inc. 141,500 13,164,000 2.55%
10 PFENEX INC COM 858,775 12,890,000 2.50%
11 IDEAL PWR INC 1,681,935 11,118,000 2.15%
12 POWERSECURE INTL INC 844,630 9,730,000 1.88%
13 INCONTACT INC 1,280,865 9,619,000 1.86%
14 Brightcove, Inc. 1,933,630 9,513,000 1.84%
15 AEROVIRONMENT INC COM 467,909 9,377,000 1.82%
16 MAXLINEAR INC COM 725,000 9,019,000 1.75%
17 MOSYS INC 5,992,697 8,929,000 1.73%
18 VITAE PHARMACEUTICALS INC 795,624 8,760,000 1.70%
19 ULTRA CLEAN HLDGS INC 1,472,701 8,453,000 1.64%
20 CPI AEROSTRUCTURES INC COM NEW 931,040 8,202,000 1.59%
21 LRAD CORP 4,667,710 7,795,000 1.51%
22 AVINGER INC 500,000 7,355,000 1.42%
23 SYNERGETICS USA INC 1,036,727 6,811,000 1.32%
24 DSP GROUP INC 735,935 6,704,000 1.30%
25 ARDMORE SHIPPING CORP 554,710 6,701,000 1.30%
26 AQUA METALS INC COM 1,260,000 6,388,000 1.24%
27 ARATANA THERAPEUTICS INC COM 750,000 6,345,000 1.23%
28 AMERICAN SUPERCONDUCTOR CORPOR 1,387,864 6,009,000 1.16%
29 SEACHANGE INTERNATIONAL INCORPORATED 949,913 5,984,000 1.16%
30 NEONODE INC 2,420,499 5,906,000 1.14%
31 ENERGOUS CORP 853,477 5,889,000 1.14%
32 Zafgen Inc. 177,598 5,674,000 1.10%
33 GIGAMON INC 264,877 5,300,000 1.03%
34 REPLIGEN CORP COM 190,000 5,291,000 1.02%
35 PACIRA BIOSCIENCES INC 115,018 4,727,000 0.92%
36 ESSA Pharma 727,272 4,552,000 0.88%
37 MANITEX INTL INC 781,362 4,391,000 0.85%
38 IRADIMED CORP 155,330 3,784,000 0.73%
39 ARGOS THERAPEUTICS INC 719,305 3,489,000 0.68%
40 Redhill Biopharma Ltd 269,606 3,481,000 0.67%
41 EXTREME NETWORKS INC COM 1,020,219 3,428,000 0.66%
42 GENOCEA BIOSCIENCES INC 492,100 3,371,000 0.65%
43 Determine Inc 821,760 3,230,000 0.63%
44 INFUSYSTEM HLDGS INC 1,173,102 3,203,000 0.62%
45 CVD Equipment Corp 288,700 3,193,000 0.62%
46 DIXIE GROUP INC CL A 380,244 3,179,000 0.62%
47 SUPPORT COM INC 2,787,120 3,122,000 0.60%
48 Cellectar Biosciences @4.68 8/ 2,177,227 3,095,000 0.60%
49 XCEL BRANDS INC 360,000 3,092,000 0.60%
50 Broadwind Energy, Inc. 1,467,550 3,038,000 0.59%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001535264-15-000099, filed 2015.11.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.