Dark
Light
System
Security
Tracon Pharmaceuticals Inc
Tracon Pharmaceuticals Inc. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 21 Institutional holders with a total value of $54,185,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEA Management Company, LLC 1,889,652 26,531,000 48.96%
2 DEERFIELD MANAGEMENT COMPANY, L.P. 485,000 6,809,000 12.57%
3 Visium Asset Management, LP 461,336 6,477,000 11.95%
4 QVT Financial LP 368,330 5,001,000 9.23%
5 WALL STREET ASSOCIATES 250,000 3,510,000 6.48%
6 Candriam S.C.A. 125,000 1,755,000 3.24%
7 PERCEPTIVE ADVISORS LLC 100,000 1,404,000 2.59%
8 JANUS HENDERSON GROUP PLC 191,099 552,000 1.02%
9 WELLS FARGO & COMPANY/MN 39,200 550,000 1.02%
10 Nicholas Investment Partners, LP 30,000 421,000 0.78%
11 MILLENNIUM MANAGEMENT LLC 26,494 372,000 0.69%
12 Spark Investment Management LLC 13,300 186,000 0.34%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,322 173,000 0.32%
14 Opaleye Management Inc. 12,172 171,000 0.32%
15 Virtu KCG Holdings LLC 11,457 161,000 0.30%
16 UBS Group AG 2,557 36,000 0.07%
17 MORGAN STANLEY 2,220 31,000 0.06%
18 Tower Research Capital LLC (TRC) 1,631 23,000 0.04%
19 CITIGROUP INC 890 12,000 0.02%
20 BlackRock Investment Management, LLC 609 9,000 0.02%
21 PRELUDE CAPITAL MANAGEMENT, LLC 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.