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Tracon Pharmaceuticals Inc
Tracon Pharmaceuticals Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 31 Institutional holders with a total value of $30,326,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEA Management Company, LLC 2,759,217 13,520,000 44.58%
2 FRANKLIN RESOURCES INC 869,565 4,261,000 14.05%
3 EVENTIDE ASSET MANAGEMENT, LLC 865,526 4,241,000 13.98%
4 QVT Financial LP 381,477 1,711,000 5.64%
5 WALL STREET ASSOCIATES 241,536 1,184,000 3.90%
6 AWM Investment Company, Inc. 224,153 1,098,000 3.62%
7 VANGUARD GROUP INC 164,230 805,000 2.65%
8 Candriam S.C.A. 143,000 701,000 2.31%
9 PERCEPTIVE ADVISORS LLC 100,000 490,000 1.62%
10 Alyeska Investment Group, L.P. 100,000 490,000 1.62%
11 ClariVest Asset Management LLC 62,100 305,000 1.01%
12 RENAISSANCE TECHNOLOGIES LLC 40,300 197,000 0.65%
13 SII INVESTMENTS INC/WI 29,406 144,000 0.47%
14 STIFEL FINANCIAL CORP 29,750 144,000 0.47%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 29,135 143,000 0.47%
16 JACOBS LEVY EQUITY MANAGEMENT, INC 28,700 141,000 0.46%
17 GEODE CAPITAL MANAGEMENT, LLC 28,488 139,000 0.46%
18 Kinsight, LLC 21,318 104,000 0.34%
19 BlackRock Fund Advisors 20,990 103,000 0.34%
20 TFS CAPITAL LLC 16,753 82,000 0.27%
21 BlackRock Institutional Trust Company, N.A. 13,236 65,000 0.21%
22 Bank of New York Mellon Corp 12,994 64,000 0.21%
23 NEXTHERA CAPITAL LP 12,714 62,000 0.20%
24 NORTHERN TRUST CORP 11,230 55,000 0.18%
25 BANK OF AMERICA CORP /DE/ 5,001 25,000 0.08%
26 UBS Group AG 4,625 23,000 0.08%
27 Tower Research Capital LLC (TRC) 1,765 9,000 0.03%
28 BLACKROCK ADVISORS LLC 1,428 7,000 0.02%
29 BlackRock Investment Management, LLC 1,432 7,000 0.02%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 763 4,000 0.01%
31 BlackRock Japan Co. Ltd 408 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.