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CALAMOS DYNAMIC CONV & INCOM
CALAMOS DYNAMIC CONV & INCOM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 33 Institutional holders with a total value of $45,813,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Calamos Wealth Management LLC 1,107,790 19,143,000 41.79%
2 WELLS FARGO & COMPANY/MN 376,967 6,514,000 14.22%
3 NINE MASTS CAPITAL Ltd 168,935 2,916,000 6.37%
4 1832 Asset Management L.P. 82,071 2,394,000 5.23%
5 BANK OF AMERICA CORP /DE/ 136,474 2,358,000 5.15%
6 ROYAL BANK OF CANADA 106,991 1,849,000 4.04%
7 D.A. DAVIDSON & CO. 104,233 1,801,000 3.93%
8 MORGAN STANLEY 94,586 1,635,000 3.57%
9 Advisors Asset Management, Inc. 84,283 1,455,000 3.18%
10 GUGGENHEIM CAPITAL LLC 49,190 849,000 1.85%
11 MSI Financial Services Inc 46,236 799,000 1.74%
12 Commonwealth Equity Services, Inc 37,620 650,000 1.42%
13 AMERIPRISE FINANCIAL INC 26,088 451,000 0.98%
14 OPPENHEIMER & CO INC 22,625 391,000 0.85%
15 LPL Financial LLC 22,220 382,000 0.83%
16 RAYMOND JAMES & ASSOCIATES 21,102 365,000 0.80%
17 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 18,779 324,000 0.71%
18 BAIRD FINANCIAL GROUP, INC. 18,749 324,000 0.71%
19 CITIGROUP INC 14,897 257,000 0.56%
20 UBS Group AG 12,950 224,000 0.49%
21 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 10,045 174,000 0.38%
22 DEUTSCHE BANK AG\ 8,300 143,000 0.31%
23 IFP ADVISORS, INC 7,258 125,000 0.27%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,860 84,000 0.18%
25 SYNOVUS FINANCIAL CORP 3,145 54,000 0.12%
26 Creative Planning 3,000 52,000 0.11%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,027 35,000 0.08%
28 TOMPKINS FINANCIAL CORP 1,200 21,000 0.05%
29 AMERICAN INTERNATIONAL GROUP, INC. 1,150 20,000 0.04%
30 WOODMONT INVESTMENT COUNSEL LLC 800 14,000 0.03%
31 Tower Research Capital LLC (TRC) 350 6,000 0.01%
32 Advisory Services Network, LLC 100 2,000 0.00%
33 ACROSPIRE INVESTMENT MANAGEMENT LLC 100 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.