| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Calamos Wealth Management LLC | 1,107,790 | 19,420,000 | 35.44% | ||
| 2 | WELLS FARGO & COMPANY/MN | 395,955 | 6,941,000 | 12.67% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 188,825 | 3,310,000 | 6.04% | ||
| 4 | MORGAN STANLEY | 178,799 | 3,134,000 | 5.72% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 153,594 | 2,693,000 | 4.92% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 140,942 | 2,471,000 | 4.51% | ||
| 7 | D.A. DAVIDSON & CO. | 132,635 | 2,325,000 | 4.24% | ||
| 8 | CITIGROUP INC | 117,950 | 2,068,000 | 3.77% | ||
| 9 | Advisors Asset Management, Inc. | 105,656 | 1,852,000 | 3.38% | ||
| 10 | ROYAL BANK OF CANADA | 98,609 | 1,729,000 | 3.16% | ||
| 11 | OPPENHEIMER & CO INC | 73,810 | 1,294,000 | 2.36% | ||
| 12 | UBS Group AG | 50,500 | 885,000 | 1.62% | ||
| 13 | SIT INVESTMENT ASSOCIATES INC | 50,235 | 881,000 | 1.61% | ||
| 14 | AMERIPRISE FINANCIAL INC | 47,633 | 835,000 | 1.52% | ||
| 15 | Commonwealth Equity Services, Inc | 47,109 | 826,000 | 1.51% | ||
| 16 | STIFEL FINANCIAL CORP | 38,753 | 682,000 | 1.24% | ||
| 17 | MSI Financial Services Inc | 30,560 | 536,000 | 0.98% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 27,100 | 475,000 | 0.87% | ||
| 19 | BAIRD FINANCIAL GROUP, INC. | 21,393 | 375,000 | 0.68% | ||
| 20 | BOOTHBAY FUND MANAGEMENT, LLC | 20,000 | 351,000 | 0.64% | ||
| 21 | LPL Financial LLC | 17,385 | 307,000 | 0.56% | ||
| 22 | ArrowMark Colorado Holdings LLC | 17,120 | 300,000 | 0.55% | ||
| 23 | Weiss Asset Management LP | 13,541 | 237,000 | 0.43% | ||
| 24 | Virtu KCG Holdings LLC | 11,948 | 209,000 | 0.38% | ||
| 25 | OTA Financial Group L.P. | 11,741 | 205,000 | 0.37% | ||
| 26 | IFP ADVISORS, INC | 7,258 | 127,000 | 0.23% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,273 | 110,000 | 0.20% | ||
| 28 | Creative Planning | 3,000 | 53,000 | 0.10% | ||
| 29 | SYNOVUS FINANCIAL CORP | 2,490 | 44,000 | 0.08% | ||
| 30 | US BANCORP \DE\ | 2,240 | 39,000 | 0.07% | ||
| 31 | NEXT Financial Group, Inc | 2,045 | 36,000 | 0.07% | ||
| 32 | Winslow, Evans & Crocker, Inc. | 976 | 17,092 | 0.03% | ||
| 33 | ADVISOR GROUP, INC. | 758 | 13,000 | 0.02% | ||
| 34 | WFG Advisors, LP | 575 | 10,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
