| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KNOTT DAVID M | 62,119 | 465,893 | 53.19% | ||
| 2 | Fosun International Ltd | 333,333 | 333,000 | 38.02% | ||
| 3 | DAFNA Capital Management LLC | 55,000 | 55,000 | 6.28% | ||
| 4 | BARD ASSOCIATES INC | 19,750 | 20,000 | 2.28% | PRN | |
| 5 | UBS Group AG | 1,531 | 2,000 | 0.23% | ||
| 6 | Tower Research Capital LLC (TRC) | 440 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
