| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KNOTT DAVID M | 66,059 | 495,000 | 68.56% | ||
| 2 | Fosun International Ltd | 333,333 | 187,000 | 25.90% | ||
| 3 | DAFNA Capital Management LLC | 51,218 | 29,000 | 4.02% | ||
| 4 | BARD ASSOCIATES INC | 16,224 | 9,000 | 1.25% | PRN | |
| 5 | UBS Group AG | 2,912 | 2,000 | 0.28% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.