Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 13 Institutional holders with a total value of $3,505,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 71,309 1,995,000 56.92%
2 ROYAL BANK OF CANADA 12,349 343,000 9.79%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,830 329,000 9.39%
4 ADVISOR GROUP, INC. 11,700 325,000 9.27%
5 MSI Financial Services Inc 9,643 268,000 7.65%
6 D.A. DAVIDSON & CO. 4,000 111,000 3.17%
7 MORGAN STANLEY 2,050 57,000 1.63%
8 GLOBAL RETIREMENT PARTNERS, LLC 848 24,000 0.68%
9 UBS Group AG 730 20,000 0.57%
10 WFG Advisors, LP 700 19,000 0.54%
11 BANK OF AMERICA CORP /DE/ 250 7,000 0.20%
12 PNC FINANCIAL SERVICES GROUP, INC. 234 7,000 0.20%
13 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.