| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Global X Management CO LLC | 95,971 | 1,384,000 | 44.20% | ||
| 2 | CITADEL ADVISORS LLC | 56,203 | 810,000 | 25.87% | ||
| 3 | LPL Financial LLC | 15,764 | 228,000 | 7.28% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,877 | 214,000 | 6.83% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 14,475 | 208,000 | 6.64% | ||
| 6 | UBS Group AG | 10,252 | 147,000 | 4.69% | ||
| 7 | ROYAL BANK OF CANADA | 3,400 | 49,000 | 1.56% | ||
| 8 | ADVISOR GROUP, INC. | 2,870 | 41,000 | 1.31% | ||
| 9 | IFP ADVISORS, INC | 2,125 | 30,000 | 0.96% | ||
| 10 | MSI Financial Services Inc | 1,005 | 14,000 | 0.45% | ||
| 11 | Creative Planning | 200 | 3,000 | 0.10% | ||
| 12 | BlackRock Finance, Inc. | 240 | 3,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.