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SOLAR CAPITAL
SOLAR CAPITAL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 111 Institutional holders with a total value of $464,860,225.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 5,936,917 106,924,000 23.00%
2 THORNBURG INVESTMENT MANAGEMENT INC 4,607,900 82,988,000 17.85%
3 UBS Group AG 1,497,456 26,969,000 5.80%
4 ACADIAN ASSET MANAGEMENT LLC 1,229,997 22,151,000 4.77%
5 Allianz Asset Management GmbH 876,751 15,790,000 3.40%
6 CITADEL ADVISORS LLC 743,522 13,391,000 2.88%
7 MORGAN STANLEY 697,629 12,565,000 2.70%
8 Numeric Investors LLC 572,221 10,306,000 2.22%
9 Yorktown Management & Research Co Inc 565,500 10,185,000 2.19%
10 Advisors Asset Management, Inc. 502,689 9,053,000 1.95%
11 CONFLUENCE INVESTMENT MANAGEMENT LLC 465,615 8,386,000 1.80%
12 PUTNAM INVESTMENTS LLC 422,408 7,608,000 1.64%
13 Invesco Ltd. 341,095 6,143,000 1.32%
14 West Family Investments, Inc. 320,713 5,776,000 1.24%
15 DEUTSCHE BANK AG\ 316,955 5,707,000 1.23%
16 Polar Capital LLP 315,000 5,675,000 1.22%
17 Clear Harbor Asset Management, LLC 307,722 5,542,000 1.19%
18 TWO SIGMA ADVISERS, LP 282,095 5,081,000 1.09%
19 JPMORGAN CHASE & CO 277,883 5,005,000 1.08%
20 UNITED SERVICES AUTOMOBILE ASSOCIATION 276,332 4,977,000 1.07%
21 MILLENNIUM MANAGEMENT LLC 276,211 4,975,000 1.07%
22 TWO SIGMA INVESTMENTS, LP 271,648 4,892,000 1.05%
23 THRIVENT FINANCIAL FOR LUTHERANS 233,000 4,196,000 0.90%
24 RUSSELL FRANK CO/ 226,129 4,091,000 0.88%
25 GOLDMAN SACHS GROUP INC 190,297 3,427,000 0.74%
26 GUGGENHEIM CAPITAL LLC 185,197 3,336,000 0.72%
27 MENTA CAPITAL LLC 166,862 3,005,000 0.65%
28 BlackRock Group LTD 152,432 2,745,000 0.59%
29 DIALECTIC CAPITAL MANAGEMENT, LP 150,000 2,702,000 0.58%
30 Muzinich & Co., Inc. 147,457 2,655,000 0.57%
31 Alyeska Investment Group, L.P. 146,674 2,642,000 0.57%
32 ADVISORY RESEARCH INC 139,135 2,506,000 0.54%
33 Sumitomo Mitsui DS Asset Management Company, Ltd 139,135 2,505,000 0.54%
34 Fortress Investment Group LLC 136,116 2,452,000 0.53%
35 Cloud Gate Capital, LLC 134,817 2,429,000 0.52%
36 CREDIT SUISSE AG/ 132,046 2,378,000 0.51%
37 SYSTEMATIC FINANCIAL MANAGEMENT LP 117,340 2,113,000 0.45%
38 Asset Management One Co., Ltd. 114,390 2,060,000 0.44%
39 VAN ECK ASSOCIATES CORP 114,012 2,053,000 0.44%
40 Private Advisor Group, LLC 99,965 1,800,000 0.39%
41 KEELEY ASSET MANAGEMENT CORP 93,820 1,690,000 0.36%
42 Nine Chapters Capital Management LLC 91,700 1,652,000 0.36%
43 UNITED CAPITAL FINANCIAL ADVISORS, LLC 89,966 1,620,000 0.35%
44 Nationwide Fund Advisors 83,955 1,512,000 0.33%
45 EAGLE BOSTON INVESTMENT MANAGEMENT INC 82,861 1,492,000 0.32%
46 Chicago Partners Investment Group LLC 75,322 1,357,000 0.29%
47 ROYAL BANK OF CANADA 75,371 1,357,000 0.29%
48 Visium Asset Management, LP 68,800 1,240,000 0.27%
49 Pine River Capital Management L.P. 67,640 1,218,000 0.26%
50 Pinnacle Summer Investments, Inc. 1,165 1,165,000 0.25%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.