Dark
Light
System
Security
SPDR INDEX SHS FDSDJ GLB RL ES ETF
SPDR INDEX SHS FDSDJ GLB RL ES ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 119 Institutional holders with a total value of $729,695,840.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 3,397,282 150,601,000 20.64%
2 RAYMOND JAMES & ASSOCIATES 1,382,418 61,282,000 8.40%
3 MORGAN STANLEY 1,219,310 54,051,000 7.41%
4 GLENMEDE TRUST CO NA 898,972 39,851,000 5.46%
5 Cerity Partners OCIO LLC 802,017 35,553,000 4.87%
6 BANK OF AMERICA CORP /DE/ 769,683 34,120,000 4.68%
7 CURIAN CAPITAL LLC 716,577 31,766,000 4.35%
8 HSBC HOLDINGS PLC 672,189 29,798,000 4.08%
9 LPL Financial LLC 621,362 27,421,000 3.76%
10 Bank of New York Mellon Corp 542,323 24,040,000 3.29%
11 Legacy Private Trust Co. 460,754 20,425,000 2.80%
12 MANAGED ACCOUNT ADVISORS LLC 435,071 19,287,000 2.64%
13 WELLS FARGO & COMPANY/MN 301,099 13,348,000 1.83%
14 FIFTH THIRD BANCORP 291,261 12,912,000 1.77%
15 UBS AG 290,434 12,875,000 1.76%
16 ROYAL BANK OF CANADA 213,224 9,453,000 1.30%
17 Hudock, Inc. 208,660 9,250,000 1.27%
18 Emery Howard Portfolio Management, Inc. 207,952 9,219,000 1.26%
19 Gradient Investments LLC 167,641 7,432,000 1.02%
20 Raymond James Financial Services Advisors, Inc. 142,612 6,322,000 0.87%
21 STATE STREET CORP 141,448 6,269,000 0.86%
22 Advisory Alpha, LLC 129,562 5,759,000 0.79%
23 Cetera Advisors LLC 127,815 5,667,000 0.78%
24 FDx Advisors, Inc. 127,300 5,643,000 0.77%
25 Sequoia Financial Advisors, LLC 127,093 5,634,000 0.77%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 126,741 5,618,000 0.77%
27 PICTET ASSET MANAGEMENT LTD 112,657 4,994,000 0.68%
28 Ironsides Asset Advisors, LLC 112,142 4,971,000 0.68%
29 McKinley Carter Wealth Services, Inc. 104,567 4,635,000 0.64%
30 M Holdings Securities, Inc. 90,859 4,024,000 0.55%
31 Invesco Ltd. 88,861 3,939,000 0.54%
32 BOSTON PRIVATE BANK & TRUST CO 60,941 2,702,000 0.37%
33 SII INVESTMENTS INC/WI 59,178 2,624,000 0.36%
34 WESBANCO BANK INC 58,252 2,582,000 0.35%
35 PNC FINANCIAL SERVICES GROUP, INC. 53,820 2,386,000 0.33%
36 AMERIPRISE FINANCIAL INC 49,324 2,187,000 0.30%
37 Cetera Advisor Networks LLC 48,228 2,139,000 0.29%
38 JANE STREET GROUP, LLC 46,007 2,039,000 0.28%
39 First Heartland Consultants, Inc. 44,056 1,953,000 0.27%
40 COLONY GROUP LLC 42,496 1,884,000 0.26%
41 TD Capital Management LLC 41,838 1,855,000 0.25%
42 JONES FINANCIAL COMPANIES LLLP 40,941 1,815,000 0.25%
43 BLAIR WILLIAM & CO/IL 35,290 1,564,000 0.21%
44 NewSquare Capital LLC 35,232 1,562,000 0.21%
45 M&T BANK CORP 34,595 1,534,000 0.21%
46 CREDIT SUISSE AG/ 33,111 1,468,000 0.20%
47 ENVESTNET ASSET MANAGEMENT INC 32,916 1,459,000 0.20%
48 Cambridge Investment Research Advisors, Inc. 30,776 1,364,000 0.19%
49 Private Advisor Group, LLC 29,758 1,319,000 0.18%
50 NOMURA ASSET MANAGEMENT CO LTD 27,800 1,232,000 0.17%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.