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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 487 Institutional holders with a total value of $8,455,255,282.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 NEVILLE RODIE & SHAW INC 44,866 11,186,000 0.13%
102 FineMark National Bank & Trust 44,629 11,127,000 0.13%
103 FIRST MERCHANTS CORP 44,005 10,971,000 0.13%
104 Jacobus Wealth Management, Inc. 43,663 10,886,000 0.13%
105 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,047 10,732,000 0.13%
106 Chanos & Co LP 42,914 10,699,000 0.13%
107 TRUSTMARK BANK TRUST DEPARTMENT 42,280 10,541,000 0.12%
108 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 42,229 10,529,000 0.12%
109 INTEGRAL DERIVATIVES, LLC 39,800 9,923,000 0.12% Call
110 GOFEN & GLOSSBERG LLC /IL/ 39,663 9,889,000 0.12%
111 MOTCO 39,265 9,790,000 0.12%
112 Curbstone Financial Management Corp 38,945 9,710,000 0.11%
113 BANK OF AMERICA CORP /DE/ 37,400 9,325,000 0.11% Put
114 FDx Advisors, Inc. 36,622 9,131,000 0.11%
115 BOSTON PRIVATE BANK & TRUST CO 35,980 8,971,000 0.11%
116 PRIO WEALTH LIMITED PARTNERSHIP 34,907 8,703,000 0.10%
117 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 34,404 8,578,000 0.10%
118 Country Club Trust Company, n.a. 34,160 8,517,000 0.10%
119 BNP PARIBAS FINANCIAL MARKETS 33,447 8,339,006 0.10%
120 Private Advisor Group, LLC 32,408 8,080,000 0.10%
121 D. SCOTT NEAL, INC. 31,779 7,923,000 0.09%
122 MARINER INDEPENDENT ADVISOR NETWORK, LLC 31,155 7,767,586 0.09%
123 PITTENGER & ANDERSON INC 30,932 7,712,000 0.09%
124 St. Johns Investment Management Company, LLC 30,593 7,627,000 0.09%
125 JOHNSON INVESTMENT COUNSEL INC 30,110 7,507,000 0.09%
126 Sand Hill Global Advisors, LLC 29,204 7,281,000 0.09%
127 Evercore Wealth Management, LLC 28,713 7,159,000 0.08%
128 Moreno Evelyn V 28,167 7,022,000 0.08%
129 ASSOCIATED BANC-CORP 27,956 6,970,000 0.08%
130 UBS AG 27,800 6,931,000 0.08% Put
131 CENTRAL TRUST Co 27,716 6,910,000 0.08%
132 ADIRONDACK TRUST CO 27,024 6,737,000 0.08%
133 Clark Capital Management Group, Inc. 26,876 6,701,000 0.08%
134 Hirtle Callaghan & Co LLC 26,649 6,644,000 0.08%
135 Orion Porfolio Solutions, LLC 24,921 6,213,000 0.07%
136 ST GERMAIN D J CO INC 24,796 6,182,000 0.07%
137 Alexandria Capital, LLC 24,539 6,118,000 0.07%
138 Chesley Taft & Associates LLC 23,865 5,950,000 0.07%
139 1ST SOURCE BANK 23,119 5,764,000 0.07%
140 AMERIPRISE FINANCIAL INC 22,546 5,616,000 0.07%
141 BOKF, NA 22,237 5,544,000 0.07%
142 Capital Advantage, Inc. 22,153 5,523,000 0.07%
143 BRINKER CAPITAL INC 22,036 5,494,000 0.06%
144 BANK OF THE WEST 22,009 5,488,000 0.06%
145 Parametric Risk Advisors LLC 21,900 5,460,000 0.06%
146 BROWN BROTHERS HARRIMAN & CO 21,429 5,343,000 0.06%
147 NORTHSTAR ASSET MANAGEMENT Co 21,412 5,338,000 0.06%
148 Chevy Chase Trust Holdings, LLC 20,785 5,181,000 0.06%
149 PineBridge Investments, L.P. 20,767 5,178,000 0.06%
150 MCF Advisors LLC 20,661 5,177,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.