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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 533 Institutional holders with a total value of $9,476,506,303.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Klingman & Associates, LLC 48,032 12,679,000 0.13%
102 TIAA CREF TRUST CO FSB/MO 47,703 12,592,000 0.13%
103 First Allied Advisory Services, Inc. 47,626 12,569,000 0.13%
104 BESSEMER GROUP INC 45,241 11,943,000 0.13%
105 FineMark National Bank & Trust 45,221 11,937,000 0.13%
106 NEVILLE RODIE & SHAW INC 45,095 11,904,000 0.13%
107 Jacobus Wealth Management, Inc. 44,692 11,797,000 0.12%
108 WHITTIER TRUST CO OF NEVADA INC 43,892 11,586,000 0.12%
109 Tower Research Capital LLC (TRC) 43,760 11,551,000 0.12%
110 RETIREMENT CAPITAL STRATEGIES 43,739 11,546,000 0.12%
111 FIRST MERCHANTS CORP 43,500 11,482,000 0.12%
112 ENVESTNET ASSET MANAGEMENT INC 43,488 11,480,000 0.12%
113 Bartlett & Co. LLC 41,695 11,006,000 0.12%
114 GOFEN & GLOSSBERG LLC /IL/ 41,334 10,911,000 0.12%
115 TRUSTMARK BANK TRUST DEPARTMENT 40,212 10,615,000 0.11%
116 MILLENNIUM MANAGEMENT LLC 39,623 10,459,000 0.11%
117 MOTCO 38,595 10,188,000 0.11%
118 Calamos Advisors LLC 37,919 10,009,000 0.11%
119 Stratos Wealth Partners, LTD. 37,170 9,811,999 0.10%
120 BANK OF AMERICA CORP /DE/ 36,500 9,635,000 0.10% Put
121 PRIO WEALTH LIMITED PARTNERSHIP 36,209 9,558,000 0.10%
122 BOSTON PRIVATE BANK & TRUST CO 35,877 9,471,000 0.10%
123 Curbstone Financial Management Corp 35,570 9,389,000 0.10%
124 Country Club Trust Company, n.a. 35,153 9,280,000 0.10%
125 Private Advisor Group, LLC 34,904 9,214,000 0.10%
126 Janney Capital Management LLC 34,245 9,040,000 0.10% SH
127 RELATIONAL INVESTORS LLC 33,300 8,790,000 0.09%
128 Parallax Volatility Advisers, L.P. 32,900 8,684,000 0.09% Call
129 D. SCOTT NEAL, INC. 32,329 8,534,000 0.09%
130 PITTENGER & ANDERSON INC 31,907 8,422,000 0.09%
131 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 31,876 8,414,000 0.09%
132 Chanos & Co LP 31,372 8,281,000 0.09%
133 INTEGRAL DERIVATIVES, LLC 31,100 8,209,000 0.09% Call
134 Manifold Partners, LLC 30,081 7,940,000 0.08%
135 JOHNSON INVESTMENT COUNSEL INC 29,952 7,906,000 0.08%
136 St. Johns Investment Management Company, LLC 29,322 7,740,000 0.08%
137 Sand Hill Global Advisors, LLC 28,995 7,654,000 0.08%
138 Moreno Evelyn V 28,285 7,466,000 0.08%
139 1ST SOURCE BANK 27,222 7,186,000 0.08%
140 INTEGRAL DERIVATIVES, LLC 27,100 7,154,000 0.08% Put
141 ASSOCIATED BANC-CORP 26,866 7,092,000 0.07%
142 Placemark Investments, Inc. 26,696 7,048,000 0.07%
143 AMERIPRISE FINANCIAL INC 25,307 6,682,000 0.07%
144 ADIRONDACK TRUST CO 25,171 6,644,000 0.07%
145 Fairpointe Capital LLC 24,910 6,575,000 0.07%
146 Chesley Taft & Associates LLC 24,215 6,392,000 0.07%
147 ST GERMAIN D J CO INC 24,041 6,346,000 0.07%
148 MADISON INVESTMENT HOLDINGS INC 23,892 6,307,000 0.07%
149 Alexandria Capital, LLC 23,738 6,266,000 0.07%
150 Capital Advantage, Inc. 23,490 6,201,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.