Dark
Light
System
Security
SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 122 Institutional holders with a total value of $1,591,540,441.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 FIC CAPITAL INC 30,350 1,033,000 0.06%
52 M Holdings Securities, Inc. 27,608 940,000 0.06%
53 WESPAC Advisors, LLC 25,492 868,000 0.05%
54 BANK HAPOALIM BM 25,041 852,000 0.05%
55 BAROMETER CAPITAL MANAGEMENT INC. 24,200 823,000 0.05%
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,000 817,000 0.05% Call
57 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 22,803 776,000 0.05%
58 TOTH FINANCIAL ADVISORY CORP 20,414 695,000 0.04%
59 Spot Trading L.L.C 20,000 681,000 0.04% Put
60 Spot Trading L.L.C 20,000 681,000 0.04% Call
61 NOMURA HOLDINGS INC 18,121 616,000 0.04%
62 PNC FINANCIAL SERVICES GROUP, INC. 17,873 608,000 0.04%
63 LMCG INVESTMENTS, LLC 17,640 601,000 0.04%
64 WHITTIER TRUST CO 17,473 595,000 0.04%
65 Orion Porfolio Solutions, LLC 16,500 562,000 0.04%
66 SCOTIA CAPITAL INC. 16,321 555,000 0.03%
67 CREDIT AGRICOLE S A 16,254 553,000 0.03%
68 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,970 543,000 0.03%
69 WRAPMANAGER INC 15,025 511,000 0.03%
70 FIRST MIDWEST BANK TRUST DIVISION 14,740 502,000 0.03%
71 JPMORGAN CHASE & CO 14,680 500,000 0.03%
72 REGIONS FINANCIAL CORP 13,844 471,000 0.03%
73 AMERICAN INTERNATIONAL GROUP, INC. 13,238 450,622 0.03%
74 SOL Capital Management CO 12,675 431,000 0.03%
75 Montecito Bank & Trust 11,829 403,000 0.03%
76 NBT BANK N A /NY 11,756 400,000 0.03%
77 SUNTRUST BANKS INC 10,865 368,000 0.02%
78 GLENMEDE TRUST CO NA 10,400 353,000 0.02%
79 NORTHERN TRUST CORP 9,355 318,000 0.02%
80 Gateway Advisory, LLC 9,268 315,000 0.02%
81 DEUTSCHE BANK AG\ 8,975 305,000 0.02%
82 BAILARD, INC. 8,800 300,000 0.02%
83 Miller Investment Management, LP 8,190 279,000 0.02%
84 CAPITAL GUARDIAN TRUST CO 7,850 267,000 0.02%
85 FDx Advisors, Inc. 7,699 262,000 0.02%
86 Cambridge Investment Research Advisors, Inc. 7,700 262,000 0.02%
87 SCHRODER INVESTMENT MANAGEMENT GROUP 7,000 238,280 0.01%
88 Pinnacle Advisory Group, Inc. 6,914 235,000 0.01%
89 Country Club Trust Company, n.a. 6,885 234,000 0.01%
90 AMERIPRISE FINANCIAL INC 6,886 234,000 0.01%
91 Commonwealth Equity Services, Inc 6,757 230,000 0.01%
92 Cetera Advisor Networks LLC 6,688 228,000 0.01%
93 LEVIN CAPITAL STRATEGIES, L.P. 6,600 225,000 0.01%
94 SUMIT CAPITAL, LLC 5,924 202,000 0.01%
95 B. Riley Wealth Advisors, Inc. 4,372 149,000 0.01%
96 BENJAMIN F. EDWARDS & COMPANY, INC. 4,210 143,000 0.01%
97 BROWN ADVISORY INC 3,700 126,000 0.01%
98 DUNCKER STREETT & CO INC 3,200 109,000 0.01%
99 ENVESTNET ASSET MANAGEMENT INC 2,750 94,000 0.01%
100 FIFTH THIRD BANCORP 2,343 80,000 0.01%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.