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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 122 Institutional holders with a total value of $1,591,540,441.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 TCI Wealth Advisors, Inc. 1,810 62,000 0.00%
102 WFG Advisors, LP 1,581 54,000 0.00%
103 Joel Isaacson & Co., LLC 1,500 51,000 0.00%
104 BARCLAYS PLC 1,200 41,000 0.00% Call
105 D.A. DAVIDSON & CO. 1,180 40,000 0.00%
106 ALLIANCEBERNSTEIN L.P. 1,050 36,000 0.00%
107 WOLVERINE ASSET MANAGEMENT LLC 800 27,000 0.00%
108 NEW ENGLAND SECURITIES CORP /MA/ 600 20,000 0.00%
109 BROWN BROTHERS HARRIMAN & CO 586 20,000 0.00%
110 Focused Wealth Management, Inc 500 17,000 0.00%
111 BANK OF AMERICA CORP /DE/ 400 14,000 0.00% Call
112 Syntal Capital Partners, LLC 305 10,000 0.00%
113 MSI Financial Services Inc 250 9,000 0.00%
114 Hudock, Inc. 195 7,000 0.00%
115 Creative Planning 217 7,000 0.00%
116 Horrell Capital Management, Inc. 140 5,000 0.00%
117 COMMUNITY FINANCIAL SYSTEM, INC. 90 3,000 0.00%
118 LBA Wealth Management, LLC 100 3,000 0.00%
119 BANK OF AMERICA CORP /DE/ 100 3,000 0.00% Put
120 Ledyard National Bank 50 2,000 0.00%
121 CKW FINANCIAL GROUP 29 1,000 0.00%
122 Transamerica Financial Advisors, LLC 1 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.