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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 173 Institutional holders with a total value of $1,597,128,277.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 8,300 2,000 0.00% Call
2 LBA Wealth Management, LLC 100 3,000 0.00%
3 WELLS FARGO & COMPANY/MN 15,600 4,000 0.00% Put
4 Liberty Capital Management, Inc. 107 4,000 0.00%
5 Patten Group, Inc. 205 6,963 0.00%
6 Archford Capital Strategies, LLC 250 8,000 0.00%
7 Glassman Wealth Services 233 8,000 0.00%
8 Spot Trading L.L.C 300 10,000 0.00% Call
9 Spot Trading L.L.C 300 10,000 0.00% Put
10 Ledyard National Bank 435 15,000 0.00%
11 WOODMONT INVESTMENT COUNSEL LLC 450 15,000 0.00%
12 Carroll Financial Associates, Inc. 450 15,000 0.00%
13 ADVANTAGE INVESTMENT MANAGEMENT, LLC 491 16,000 0.00%
14 Oakworth Capital, Inc. 500 17,000 0.00%
15 Chicago Partners Investment Group LLC 565 19,000 0.00%
16 Advisory Services Network, LLC 673 22,000 0.00%
17 Nelson Capital Management, LLC 695 23,000 0.00%
18 INTEGRATED WEALTH MANAGEMENT 765 26,000 0.00%
19 SARGENT BICKHAM LAGUDIS LLC 811 27,000 0.00%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 828 28,000 0.00%
21 GUIDANT WEALTH ADVISORS 1,032 35,000 0.00%
22 BARCLAYS PLC 1,100 37,000 0.00% Call
23 ADVISOR GROUP, INC. 1,253 42,000 0.00%
24 US BANCORP \DE\ 1,375 46,000 0.00%
25 BRONFMAN E.L. ROTHSCHILD, L.P. 1,430 48,000 0.00%
26 Compagnie Lombard Odier SCmA 1,458 49,000 0.00%
27 EDMOND DE ROTHSCHILD (EUROPE) 1,500 50,000 0.00%
28 HEFTY WEALTH PARTNERS 1,726 57,000 0.00%
29 TCI Wealth Advisors, Inc. 1,810 60,000 0.00%
30 Joel Isaacson & Co., LLC 2,000 67,000 0.00%
31 BARCLAYS PLC 2,000 67,000 0.00% Put
32 MOSAIC FAMILY WEALTH, LLC 2,000 67,000 0.00%
33 INTEGRATED INVESTMENT CONSULTANTS, LLC 2,050 68,000 0.00%
34 Financial Architects, Inc 2,200 73,000 0.00%
35 IFP ADVISORS, INC 2,215 74,000 0.00%
36 FIFTH THIRD BANCORP 2,300 77,000 0.00%
37 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 2,470 83,000 0.01%
38 NOMURA HOLDINGS INC 3,057 102,000 0.01%
39 Creative Planning 3,179 106,000 0.01%
40 DUNCKER STREETT & CO INC 3,224 108,000 0.01%
41 GLENMEDE TRUST CO NA 3,600 119,000 0.01%
42 CITIGROUP INC 3,600 120,000 0.01% Call
43 BENJAMIN F. EDWARDS & COMPANY, INC. 3,780 126,000 0.01%
44 Chanos & Co LP 5,108 140,000 0.01% Call
45 NEXT Financial Group, Inc 4,279 143,000 0.01%
46 PNC FINANCIAL SERVICES GROUP, INC. 4,523 151,000 0.01%
47 EDMOND DE ROTHSCHILD (SUISSE) S.A. 5,500 184,000 0.01%
48 Janney Montgomery Scott LLC 6,171 206,000 0.01%
49 RAY GERALD L & ASSOCIATES LTD 6,500 217,000 0.01%
50 LEVIN CAPITAL STRATEGIES, L.P. 6,600 220,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.