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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 87 Institutional holders with a total value of $205,023,220.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CUTLER GROUP LLC / CA 1 0 0.00%
3 GENEOS WEALTH MANAGEMENT INC. 36 2,000 0.00%
4 Transamerica Financial Advisors, LLC 30 2,000 0.00%
5 Gradient Investments LLC 52 3,000 0.00%
6 Glassman Wealth Services 89 5,000 0.00%
7 LBA Wealth Management, LLC 110 7,000 0.00%
8 Ameritas Investment Partners, Inc. 155 9,000 0.00%
9 MUFG Americas Holdings Corp 400 24,000 0.01%
10 CITIGROUP INC 458 27,000 0.01%
11 BROWN BROTHERS HARRIMAN & CO 500 30,000 0.01%
12 WOLVERINE TRADING LP /BD 562 33,540 0.02%
13 CWM, LLC 595 36,000 0.02%
14 FIFTH THIRD BANCORP 725 43,000 0.02%
15 WOLVERINE TRADING LP /BD 10 59,680 0.03% Put
16 JACOBI CAPITAL MANAGEMENT LLC 1,700 102,000 0.05%
17 BANK OF MONTREAL /CAN/ 2,000 120,000 0.06%
18 JPMORGAN CHASE & CO 2,029 121,000 0.06%
19 AXA S.A. 2,020 121,000 0.06%
20 Capital Advisors, Ltd. LLC 2,059 123,000 0.06%
21 ADVISOR GROUP, INC. 2,927 173,000 0.08%
22 Winfield Associates, Inc. 3,000 179,000 0.09%
23 Tarbox Family Office, Inc. 3,138 188,000 0.09%
24 PNC FINANCIAL SERVICES GROUP, INC. 3,461 207,000 0.10%
25 CIBC WORLD MARKET INC. 3,490 209,000 0.10%
26 BREMER TRUST NATIONAL ASSOCIATION 3,495 209,000 0.10%
27 IFP ADVISORS, INC 3,577 214,000 0.10%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,628 217,000 0.11%
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 3,861 232,000 0.11%
30 Rehmann Capital Advisory Group 4,069 243,000 0.12%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,500 269,000 0.13% Put
32 BB&T SECURITIES, LLC 5,129 306,000 0.15%
33 Peak Asset Management, LLC 5,111 306,000 0.15%
34 Cambridge Investment Research Advisors, Inc. 5,159 308,000 0.15%
35 M&T BANK CORP 5,165 309,000 0.15%
36 SHEETS SMITH WEALTH MANAGEMENT 5,371 321,000 0.16%
37 WELLS FARGO & COMPANY/MN 5,531 331,000 0.16%
38 Friedenthal Financial 5,668 339,000 0.17%
39 TRUST CO 6,097 365,000 0.18%
40 WEDBUSH SECURITIES INC 6,460 386,000 0.19%
41 Regal Investment Advisors LLC 6,581 394,000 0.19%
42 Private Advisor Group, LLC 6,605 395,000 0.19%
43 OARSMAN CAPITAL, INC. 6,701 401,000 0.20%
44 LEBENTHAL ASSET MANAGEMENT, LLC 7,354 440,000 0.21%
45 Lebenthal Holdings,LLC 7,354 440,000 0.21%
46 ARBOR WEALTH MANAGEMENT, LLC 7,625 452,000 0.22%
47 MSI Financial Services Inc 7,916 473,000 0.23%
48 STIFEL FINANCIAL CORP 7,975 477,000 0.23%
49 FIRST TRUST ADVISORS LP 7,972 477,000 0.23%
50 Atria Investments, Inc 8,200 489,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.