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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 86 Institutional holders with a total value of $241,833,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 638,435 37,879,000 15.66%
2 ROYAL BANK OF CANADA 379,798 22,533,000 9.32%
3 RAYMOND JAMES & ASSOCIATES 305,827 18,145,000 7.50%
4 JANE STREET GROUP, LLC 259,092 15,372,000 6.36%
5 AVIANCE CAPITAL MANAGEMENT, LLC 239,743 14,224,000 5.88%
6 Vigilant Capital Management, LLC 210,213 12,472,000 5.16%
7 UBS Group AG 193,613 11,487,000 4.75%
8 BANK OF AMERICA CORP /DE/ 173,727 10,307,000 4.26%
9 SEI INVESTMENTS CO 158,756 9,419,000 3.89%
10 Raymond James Financial Services Advisors, Inc. 123,602 7,333,000 3.03%
11 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 115,310 6,841,000 2.83%
12 BLAIR WILLIAM & CO/IL 104,083 6,175,000 2.55%
13 BLACKROCK ADVISORS LLC 100,000 5,933,000 2.45%
14 GOLDMAN SACHS GROUP INC 91,698 5,440,000 2.25%
15 FLOW TRADERS U.S. LLC 87,350 5,182,000 2.14%
16 FMR LLC 77,526 4,600,000 1.90%
17 Hudock, Inc. 74,713 4,432,000 1.83%
18 AMERIPRISE FINANCIAL INC 67,727 4,016,000 1.66%
19 LPL Financial LLC 64,357 3,800,000 1.57%
20 Private Ocean, LLC 53,589 3,179,000 1.31%
21 Bouchey Financial Group Ltd 52,552 3,118,000 1.29%
22 Commonwealth Equity Services, Inc 46,880 2,781,000 1.15%
23 CITADEL ADVISORS LLC 43,527 2,582,000 1.07%
24 Creative Planning 33,590 1,993,000 0.82%
25 BSC PRIVATE WEALTH MANAGEMENT, LLC 25,273 1,492,000 0.62%
26 HighTower Advisors, LLC 24,469 1,450,000 0.60%
27 ROBINSON CAPITAL MANAGEMENT, LLC 24,000 1,424,000 0.59%
28 Stratos Wealth Partners, LTD. 19,107 1,134,000 0.47%
29 FC ADVISORY LLC 14,681 871,000 0.36%
30 Rehmann Capital Advisory Group 14,631 868,000 0.36%
31 KWMG, LLC 11,653 691,000 0.29%
32 NATIONAL PLANNING CORP 11,553 675,000 0.28%
33 ASPIRIANT, LLC 11,269 669,000 0.28%
34 SAGE FINANCIAL GROUP INC 11,269 669,000 0.28%
35 FIRST TRUST ADVISORS LP 11,188 664,000 0.27%
36 Private Advisor Group, LLC 10,417 615,000 0.25%
37 HL FINANCIAL SERVICES LLC 8,940 530,000 0.22%
38 Occidental Asset Management, LLC 8,628 512,000 0.21%
39 Cambridge Investment Research Advisors, Inc. 8,573 509,000 0.21%
40 MSI Financial Services Inc 8,503 504,000 0.21%
41 ARBOR WEALTH MANAGEMENT, LLC 7,625 446,000 0.18%
42 Atria Investments, Inc 7,362 437,000 0.18%
43 ENVESTNET ASSET MANAGEMENT INC 7,094 421,000 0.17%
44 CIBC WORLD MARKET INC. 7,026 417,000 0.17%
45 OARSMAN CAPITAL, INC. 6,675 396,000 0.16%
46 Regal Investment Advisors LLC 6,479 384,000 0.16%
47 WEDBUSH SECURITIES INC 6,460 383,000 0.16%
48 Iowa State Bank 5,688 337,000 0.14%
49 TRUST CO 5,387 320,000 0.13%
50 SHEETS SMITH WEALTH MANAGEMENT 5,379 319,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.