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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 42 Institutional holders with a total value of $108,823,372.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Richard Bernstein Advisors LLC 356,331 20,058,000 18.43%
2 BANK OF AMERICA CORP /DE/ 304,884 17,165,000 15.77%
3 MORGAN STANLEY 277,022 15,596,000 14.33%
4 RAYMOND JAMES & ASSOCIATES 107,347 6,044,000 5.55%
5 Strategic Capital Group LLC 103,496 5,827,000 5.35%
6 BLACKROCK ADVISORS LLC 100,000 5,630,000 5.17%
7 MACKAY SHIELDS LLC 88,000 4,954,000 4.55%
8 BB&T SECURITIES, LLC 6,641 3,738,000 3.43%
9 UBS AG 60,274 3,394,000 3.12%
10 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 58,666 3,303,000 3.04%
11 Private Ocean, LLC 58,588 3,299,000 3.03%
12 JANE STREET GROUP, LLC 52,921 2,979,000 2.74%
13 Horizon Investments, LLC 49,023 2,760,000 2.54%
14 Bouchey Financial Group Ltd 41,132 2,316,000 2.13%
15 SAGE FINANCIAL GROUP INC 34,530 1,944,000 1.79%
16 Freedom Investment Management, Inc. 18,731 1,055,000 0.97%
17 Live Your Vision, LLC 17,268 972,000 0.89%
18 GUGGENHEIM CAPITAL LLC 16,251 915,000 0.84%
19 ASPIRIANT, LLC 15,204 856,000 0.79%
20 LPL Financial LLC 12,716 716,000 0.66%
21 AVALON CAPITAL MANAGEMENT 12,439 700,000 0.64%
22 CITY NATIONAL BANK 8,452 476,000 0.44%
23 COLDSTREAM CAPITAL MANAGEMENT INC 8,276 466,000 0.43%
24 VSR Financial Services, Inc. 7,747 436,000 0.40%
25 Placemark Investments, Inc. 7,355 414,000 0.38%
26 NATIONAL PLANNING CORP 7,146 402,000 0.37%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,700 377,000 0.35% Put
28 AMERICAN INTERNATIONAL GROUP, INC. 5,051 284,372 0.26%
29 WELLS FARGO & COMPANY/MN 5,028 283,000 0.26%
30 Commonwealth Equity Services, Inc 4,979 280,000 0.26%
31 OARSMAN CAPITAL, INC. 4,645 261,000 0.24%
32 First Allied Advisory Services, Inc. 4,116 232,000 0.21%
33 AMERIPRISE FINANCIAL INC 3,161 178,000 0.16%
34 BANK OF MONTREAL /CAN/ 2,800 158,000 0.15%
35 NewSquare Capital LLC 2,090 118,000 0.11%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,400 79,000 0.07%
37 MSI Financial Services Inc 895 50,000 0.05%
38 ROYAL BANK OF CANADA 814 46,000 0.04%
39 NEW ENGLAND SECURITIES CORP /MA/ 594 33,000 0.03%
40 AXA S.A. 270 15,000 0.01%
41 Madden Advisory Services, Inc. 220 12,000 0.01%
42 Transamerica Financial Advisors, LLC 19 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.