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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 86 Institutional holders with a total value of $241,833,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Transamerica Financial Advisors, LLC 27 2,000 0.00%
3 LBA Wealth Management, LLC 110 7,000 0.00%
4 Ameritas Investment Partners, Inc. 155 9,000 0.00%
5 GENEOS WEALTH MANAGEMENT INC. 176 10,000 0.00%
6 MUFG Americas Holdings Corp 400 24,000 0.01%
7 CITIGROUP INC 458 27,000 0.01%
8 BROWN BROTHERS HARRIMAN & CO 500 30,000 0.01%
9 CWM, LLC 595 35,000 0.01%
10 Concert Wealth Management Inc. 606 36,000 0.01%
11 Live Your Vision, LLC 655 39,000 0.02%
12 FIFTH THIRD BANCORP 725 43,000 0.02%
13 JPMORGAN CHASE & CO 1,818 108,000 0.04%
14 BANK OF MONTREAL /CAN/ 2,000 119,000 0.05%
15 Crow Point Partners, LLC 2,000 119,000 0.05%
16 Tarbox Family Office, Inc. 2,097 124,000 0.05%
17 Capital Advisors, Ltd. LLC 2,176 129,000 0.05%
18 JACOBI CAPITAL MANAGEMENT LLC 2,300 136,000 0.06%
19 INTEGRATED WEALTH MANAGEMENT 2,960 176,000 0.07%
20 Winfield Associates, Inc. 3,000 178,000 0.07%
21 IFP ADVISORS, INC 3,327 197,000 0.08%
22 ProVise Management Group, LLC 3,395 202,000 0.08%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,436 203,000 0.08%
24 BREMER TRUST NATIONAL ASSOCIATION 3,495 207,000 0.09%
25 ADVISOR GROUP, INC. 3,651 217,000 0.09%
26 Janney Montgomery Scott LLC 3,750 222,000 0.09%
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 3,815 226,000 0.09%
28 STIFEL FINANCIAL CORP 4,300 255,000 0.11%
29 Friedenthal Financial 4,336 257,000 0.11%
30 MILLENNIUM MANAGEMENT LLC 4,499 267,000 0.11%
31 BB&T SECURITIES, LLC 5,106 302,000 0.12%
32 Peak Asset Management, LLC 5,163 306,000 0.13%
33 PNC FINANCIAL SERVICES GROUP, INC. 5,185 308,000 0.13%
34 M&T BANK CORP 5,202 309,000 0.13%
35 WELLS FARGO & COMPANY/MN 5,231 310,000 0.13%
36 BERGANKDV WEALTH MANAGEMENT, LLC 5,292 314,000 0.13%
37 SHEETS SMITH WEALTH MANAGEMENT 5,379 319,000 0.13%
38 TRUST CO 5,387 320,000 0.13%
39 Iowa State Bank 5,688 337,000 0.14%
40 WEDBUSH SECURITIES INC 6,460 383,000 0.16%
41 Regal Investment Advisors LLC 6,479 384,000 0.16%
42 OARSMAN CAPITAL, INC. 6,675 396,000 0.16%
43 CIBC WORLD MARKET INC. 7,026 417,000 0.17%
44 ENVESTNET ASSET MANAGEMENT INC 7,094 421,000 0.17%
45 Atria Investments, Inc 7,362 437,000 0.18%
46 ARBOR WEALTH MANAGEMENT, LLC 7,625 446,000 0.18%
47 MSI Financial Services Inc 8,503 504,000 0.21%
48 Cambridge Investment Research Advisors, Inc. 8,573 509,000 0.21%
49 Occidental Asset Management, LLC 8,628 512,000 0.21%
50 HL FINANCIAL SERVICES LLC 8,940 530,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.