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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 167 Institutional holders with a total value of $1,086,820,475.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tortoise Investment Management, LLC 3 0 0.00%
2 Tradewinds Capital Management, LLC 0 0 0.00%
3 CUTLER GROUP LLC / CA 72,300 2,000 0.00% Call
4 Financial Architects, Inc 100 3,000 0.00%
5 Alexandria Capital, LLC 101 3,000 0.00%
6 Edge Wealth Management LLC 120 4,000 0.00% SH
7 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 123 4,000 0.00%
8 Spot Trading L.L.C 200 7,000 0.00% Call
9 WFG Advisors, LP 300 10,000 0.00%
10 MYCIO WEALTH PARTNERS, LLC 357 12,000 0.00%
11 WEALTHPLAN PARTNERS, LLC 390 13,127 0.00%
12 VICTORY CAPITAL MANAGEMENT INC 420 14,000 0.00%
13 WHITTIER TRUST CO 450 15,000 0.00%
14 INTEGRATED WEALTH MANAGEMENT 515 17,000 0.00%
15 KRILOGY FINANCIAL LLC 554 19,000 0.00%
16 NEXT Financial Group, Inc 558 19,000 0.00%
17 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 732 25,000 0.00%
18 CUTLER GROUP LLC / CA 99,700 34,000 0.00% Put
19 Ruggie Capital Group 1,023 35,000 0.00%
20 Plante Moran Financial Advisors, LLC 1,132 38,000 0.00%
21 JACOBI CAPITAL MANAGEMENT LLC 1,279 43,000 0.00%
22 Hudock, Inc. 1,295 43,000 0.00%
23 HEFTY WEALTH PARTNERS 1,498 50,000 0.00%
24 MCF Advisors LLC 1,530 52,000 0.00%
25 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1,829 62,000 0.01%
26 Independent Portfolio Consultants, Inc. 1,950 66,000 0.01%
27 IFP ADVISORS, INC 2,108 72,000 0.01%
28 Compagnie Lombard Odier SCmA 2,170 74,000 0.01%
29 Brick & Kyle, Associates 2,400 81,000 0.01%
30 Parallax Volatility Advisers, L.P. 2,914 99,000 0.01%
31 INTEGRATED INVESTMENT CONSULTANTS, LLC 3,050 100,000 0.01%
32 Patten Group, Inc. 3,046 100,293 0.01%
33 Walleye Trading LLC 3,213 109,000 0.01%
34 Creative Planning 3,590 122,000 0.01%
35 US BANCORP \DE\ 3,700 126,000 0.01%
36 PNC FINANCIAL SERVICES GROUP, INC. 5,080 173,000 0.02%
37 Sigma Planning Corp 5,932 201,000 0.02%
38 SIMPLEX TRADING, LLC 6,405 217,000 0.02%
39 STEPHENS INC /AR/ 6,619 225,000 0.02%
40 CREDIT AGRICOLE S A 6,845 232,000 0.02%
41 J.P. Morgan Private Wealth Advisors LLC 6,863 233,000 0.02%
42 INSPIRION WEALTH ADVISORS, LLC 6,994 237,000 0.02%
43 ADVISOR GROUP, INC. 7,117 241,000 0.02%
44 PEAK6 Group LLC 7,339 249,000 0.02%
45 BOSTON ADVISORS LLC 7,348 249,000 0.02%
46 LODESTAR INVESTMENT COUNSEL LLC/IL 8,000 272,000 0.03%
47 Cambridge Investment Research Advisors, Inc. 8,472 288,000 0.03%
48 APPLETON GROUP, LLC 8,652 294,000 0.03%
49 Advisory Services Network, LLC 8,746 297,000 0.03%
50 MARINER INVESTMENT GROUP LLC 9,100 309,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.