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SPDR S&P CAPITAL MARKETS ETF
SPDR S&P CAPITAL MARKETS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 28 Institutional holders with a total value of $60,790,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CUTLER GROUP LLC / CA 88 3,000 0.00%
3 IFP ADVISORS, INC 106 4,000 0.01%
4 PNC FINANCIAL SERVICES GROUP, INC. 150 6,000 0.01%
5 Hudock, Inc. 180 7,000 0.01%
6 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 169 7,000 0.01%
7 SIMPLEX TRADING, LLC 200 8,000 0.01%
8 CITIGROUP INC 520 21,000 0.03%
9 ADVISOR GROUP, INC. 705 28,000 0.05%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,151 47,000 0.08%
11 WELLS FARGO & COMPANY/MN 2,767 112,000 0.18%
12 SG Americas Securities, LLC 3,807 154,000 0.25%
13 UBS Group AG 4,158 168,000 0.28%
14 CARDAN CAPITAL PARTNERS, LLC 4,996 202,000 0.33%
15 SPINNAKER TRUST 5,423 211,000 0.35%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,200 413,000 0.68% Put
17 BANK OF AMERICA CORP /DE/ 11,671 473,000 0.78%
18 Creative Planning 12,000 486,000 0.80%
19 ENVESTNET ASSET MANAGEMENT INC 20,792 842,000 1.39%
20 Virtu KCG Holdings LLC 21,676 878,000 1.44%
21 Cetera Advisors LLC 34,570 1,395,000 2.29%
22 ROYAL BANK OF CANADA 38,866 1,574,000 2.59%
23 BB&T SECURITIES, LLC 50,800 2,057,000 3.38%
24 MORGAN STANLEY 52,981 2,147,000 3.53%
25 CITADEL ADVISORS LLC 91,763 3,717,000 6.11%
26 Fisher Asset Management, LLC 97,420 3,946,000 6.49%
27 RAYMOND JAMES & ASSOCIATES 213,094 8,632,000 14.20%
28 RiverFront Investment Group, LLC 820,850 33,252,000 54.70%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.