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SPDR S&P CAPITAL MARKETS ETF
SPDR S&P CAPITAL MARKETS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 41 Institutional holders with a total value of $67,286,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 752,491 33,772,000 50.19%
2 RAYMOND JAMES & ASSOCIATES 202,620 9,094,000 13.52%
3 MORGAN STANLEY 71,954 3,230,000 4.80%
4 UBS Group AG 55,005 2,469,000 3.67%
5 Janney Montgomery Scott LLC 54,781 2,459,000 3.65%
6 Fisher Asset Management, LLC 53,439 2,398,000 3.56%
7 BB&T SECURITIES, LLC 50,800 2,057,000 3.06%
8 Cetera Advisors LLC 42,570 1,915,000 2.85%
9 CITADEL ADVISORS LLC 35,503 1,593,000 2.37%
10 ROYAL BANK OF CANADA 33,108 1,486,000 2.21%
11 Jefferies Group LLC 27,500 1,234,000 1.83%
12 ENVESTNET ASSET MANAGEMENT INC 19,728 882,000 1.31%
13 SG Americas Securities, LLC 16,167 726,000 1.08%
14 BANK OF AMERICA CORP /DE/ 10,813 485,000 0.72%
15 AMERIPRISE FINANCIAL INC 9,822 441,000 0.66%
16 Virtu KCG Holdings LLC 9,453 424,000 0.63%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,258 415,000 0.62%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,500 381,000 0.57% Call
19 NEW AMSTERDAM PARTNERS LLC/NY 7,077 318,000 0.47%
20 JANE STREET GROUP, LLC 6,056 272,000 0.40%
21 CORNERSTONE FINANCIAL PARTNERS, LLC 5,572 253,000 0.38%
22 GOLDMAN SACHS GROUP INC 5,027 226,000 0.34%
23 CARDAN CAPITAL PARTNERS, LLC 5,010 225,000 0.33%
24 WELLS FARGO & COMPANY/MN 4,234 190,000 0.28%
25 SIMPLEX TRADING, LLC 1,580 70,000 0.10%
26 PNC FINANCIAL SERVICES GROUP, INC. 1,300 58,000 0.09%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,235 56,000 0.08%
28 CITIGROUP INC 1,020 46,000 0.07%
29 VERSANT CAPITAL MANAGEMENT, INC 643 28,000 0.04%
30 ADVISOR GROUP, INC. 482 22,000 0.03%
31 PARALLEL ADVISORS, LLC 250 11,000 0.02%
32 BB&T INVESTMENT SERVICES, INC. 213 10,000 0.01%
33 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 169 8,000 0.01%
34 Hudock, Inc. 177 7,000 0.01%
35 Riggs Asset Managment Co. Inc. 111 5,000 0.01%
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 107 5,000 0.01%
37 JPMORGAN CHASE & CO 108 5,000 0.01%
38 IFP ADVISORS, INC 106 5,000 0.01%
39 US BANCORP \DE\ 79 4,000 0.01%
40 FIFTH THIRD BANCORP 33 1,000 0.00%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.