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SPDR SERIES TRUST S&P CAP MKT
SPDR SERIES TRUST S&P CAP MKT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 41 Institutional holders with a total value of $67,286,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 FIFTH THIRD BANCORP 33 1,000 0.00%
3 US BANCORP \DE\ 79 4,000 0.01%
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 107 5,000 0.01%
5 Riggs Asset Managment Co. Inc. 111 5,000 0.01%
6 JPMORGAN CHASE & CO 108 5,000 0.01%
7 IFP ADVISORS, INC 106 5,000 0.01%
8 Hudock, Inc. 177 7,000 0.01%
9 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 169 8,000 0.01%
10 BB&T INVESTMENT SERVICES, INC. 213 10,000 0.01%
11 PARALLEL ADVISORS, LLC 250 11,000 0.02%
12 ADVISOR GROUP, INC. 482 22,000 0.03%
13 VERSANT CAPITAL MANAGEMENT, INC 643 28,000 0.04%
14 CITIGROUP INC 1,020 46,000 0.07%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,235 56,000 0.08%
16 PNC FINANCIAL SERVICES GROUP, INC. 1,300 58,000 0.09%
17 SIMPLEX TRADING, LLC 1,580 70,000 0.10%
18 WELLS FARGO & COMPANY/MN 4,234 190,000 0.28%
19 CARDAN CAPITAL PARTNERS, LLC 5,010 225,000 0.33%
20 GOLDMAN SACHS GROUP INC 5,027 226,000 0.34%
21 CORNERSTONE FINANCIAL PARTNERS, LLC 5,572 253,000 0.38%
22 JANE STREET GROUP, LLC 6,056 272,000 0.40%
23 NEW AMSTERDAM PARTNERS LLC/NY 7,077 318,000 0.47%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,500 381,000 0.57% Call
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,258 415,000 0.62%
26 Virtu KCG Holdings LLC 9,453 424,000 0.63%
27 AMERIPRISE FINANCIAL INC 9,822 441,000 0.66%
28 BANK OF AMERICA CORP /DE/ 10,813 485,000 0.72%
29 SG Americas Securities, LLC 16,167 726,000 1.08%
30 ENVESTNET ASSET MANAGEMENT INC 19,728 882,000 1.31%
31 Jefferies Group LLC 27,500 1,234,000 1.83%
32 ROYAL BANK OF CANADA 33,108 1,486,000 2.21%
33 CITADEL ADVISORS LLC 35,503 1,593,000 2.37%
34 Cetera Advisors LLC 42,570 1,915,000 2.85%
35 BB&T SECURITIES, LLC 50,800 2,057,000 3.06%
36 Fisher Asset Management, LLC 53,439 2,398,000 3.56%
37 Janney Montgomery Scott LLC 54,781 2,459,000 3.65%
38 UBS Group AG 55,005 2,469,000 3.67%
39 MORGAN STANLEY 71,954 3,230,000 4.80%
40 RAYMOND JAMES & ASSOCIATES 202,620 9,094,000 13.52%
41 RiverFront Investment Group, LLC 752,491 33,772,000 50.19%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.