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SPDR S&P CAPITAL MARKETS ETF
SPDR S&P CAPITAL MARKETS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 34 Institutional holders with a total value of $88,748,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 754,295 37,110,000 41.82%
2 Janney Capital Management LLC 253,747 12,484,000 14.07%
3 RAYMOND JAMES & ASSOCIATES 191,681 9,431,000 10.63%
4 MORGAN STANLEY 120,731 5,940,000 6.69%
5 Janney Montgomery Scott LLC 61,071 3,005,000 3.39%
6 Cetera Advisors LLC 46,166 2,266,000 2.55%
7 CETERA INVESTMENT ADVISERS 46,166 2,266,000 2.55%
8 BAROMETER CAPITAL MANAGEMENT INC. 43,500 2,140,000 2.41%
9 UBS Group AG 43,116 2,121,000 2.39%
10 BB&T SECURITIES, LLC 43,063 2,118,000 2.39%
11 Fisher Asset Management, LLC 39,644 1,950,000 2.20%
12 CITADEL ADVISORS LLC 32,656 1,607,000 1.81%
13 ROYAL BANK OF CANADA 31,519 1,551,000 1.75%
14 ENVESTNET ASSET MANAGEMENT INC 18,247 897,000 1.01%
15 AVALON CAPITAL MANAGEMENT 17,021 837,000 0.94%
16 SG Americas Securities, LLC 15,066 741,000 0.83%
17 BANK OF AMERICA CORP /DE/ 11,084 545,000 0.61%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,353 313,000 0.35%
19 AMERIPRISE FINANCIAL INC 6,071 299,000 0.34%
20 CORNERSTONE FINANCIAL PARTNERS, LLC 5,365 264,000 0.30%
21 CARDAN CAPITAL PARTNERS, LLC 4,657 229,000 0.26%
22 STIFEL FINANCIAL CORP 4,496 223,000 0.25%
23 WELLS FARGO & COMPANY/MN 3,523 173,000 0.19%
24 PNC FINANCIAL SERVICES GROUP, INC. 1,300 64,000 0.07%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,126 56,000 0.06%
26 BB&T INVESTMENT SERVICES, INC. 659 32,000 0.04%
27 VERSANT CAPITAL MANAGEMENT, INC 643 31,000 0.03%
28 ADVISOR GROUP, INC. 527 26,000 0.03%
29 Sandy Spring Bank 159 8,000 0.01%
30 Hudock, Inc. 178 8,000 0.01%
31 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 159 8,000 0.01%
32 BARCLAYS PLC 81 4,000 0.00%
33 CITIGROUP INC 20 1,000 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.