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SPDR SERIES TRUST
SPDR SERIES TRUST . Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 26 Institutional holders with a total value of $48,107,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 704,408 16,927,000 35.19%
2 MORGAN STANLEY 511,221 12,285,000 25.54%
3 ROYAL BANK OF CANADA 187,433 4,504,000 9.36%
4 CREDIT SUISSE AG/ 136,654 3,284,000 6.83%
5 UBS Group AG 130,199 3,129,000 6.50%
6 BANK OF AMERICA CORP /DE/ 75,886 1,824,000 3.79%
7 WHITTIER TRUST CO 74,892 1,799,000 3.74%
8 WELLS FARGO & COMPANY/MN 49,849 1,197,000 2.49%
9 Commonwealth Equity Services, Inc 17,921 431,000 0.90%
10 Orion Porfolio Solutions, LLC 17,004 409,000 0.85%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,946 383,000 0.80%
12 LPL Financial LLC 12,262 294,000 0.61%
13 Eagle Ridge Investment Management 10,620 255,000 0.53%
14 North Star Investment Management Corp. 10,500 252,000 0.52%
15 JANE STREET GROUP, LLC 9,133 219,000 0.46%
16 First Allied Advisory Services, Inc. 8,713 210,000 0.44%
17 CURIAN CAPITAL LLC 8,576 206,000 0.43%
18 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 6,136 147,000 0.31%
19 GUPTA WEALTH MANAGEMENT LLC 4,000 96,000 0.20%
20 Efficient Market Advisors, LLC 3,000 72,000 0.15%
21 AMERICAN INTERNATIONAL GROUP, INC. 2,700 65,000 0.14%
22 Transamerica Financial Advisors, LLC 2,165 53,000 0.11%
23 CITIGROUP INC 1,600 38,000 0.08%
24 MUFG Americas Holdings Corp 900 22,000 0.05%
25 Apriem Advisors 250 6,000 0.01%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.