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SPDR SERIES TRUST
SPDR SERIES TRUST . Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 28 Institutional holders with a total value of $74,747,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 1,291,968 32,777,000 43.85%
2 MORGAN STANLEY 666,040 16,898,000 22.61%
3 BANQUE PICTET & CIE SA 150,593 3,821,000 5.11%
4 Pictet North America Advisors SA 150,593 3,821,000 5.11%
5 ROYAL BANK OF CANADA 141,462 3,589,000 4.80%
6 UBS Group AG 133,010 3,374,000 4.51%
7 BANK OF AMERICA CORP /DE/ 110,730 2,809,000 3.76%
8 WHITTIER TRUST CO 74,290 1,884,000 2.52%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,327 922,000 1.23%
10 WELLS FARGO & COMPANY/MN 33,092 840,000 1.12%
11 Commonwealth Equity Services, Inc 26,021 660,000 0.88%
12 LPL Financial LLC 22,341 569,000 0.76%
13 Orion Porfolio Solutions, LLC 16,996 431,000 0.58%
14 GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT 12,772 324,000 0.43%
15 First Allied Advisory Services, Inc. 11,106 282,000 0.38%
16 Eagle Ridge Investment Management 10,820 275,000 0.37%
17 North Star Investment Management Corp. 10,500 266,000 0.36%
18 Partnervest Advisory Services LLC 9,336 237,000 0.32%
19 JANE STREET GROUP, LLC 9,250 235,000 0.31%
20 CITIGROUP INC 7,400 188,000 0.25%
21 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 5,342 136,000 0.18%
22 IFP ADVISORS, INC 4,289 109,000 0.15%
23 ADVISOR GROUP, INC. 3,600 91,000 0.12%
24 Creative Planning 3,308 84,000 0.11%
25 MSI Financial Services Inc 2,414 61,000 0.08%
26 Perigon Wealth Management, LLC 2,290 58,000 0.08%
27 Apriem Advisors 250 6,000 0.01%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.