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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 80 Institutional holders with a total value of $130,807,726.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 1,600 0 0.00% Put
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 36 1,000 0.00%
4 INR ADVISORY SERVICES LLC 51 1,000 0.00%
5 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 56 1,000 0.00%
6 Transamerica Financial Advisors, LLC 1 1,000 0.00%
7 Edge Wealth Management LLC 50 1,000 0.00%
8 NEXT Financial Group, Inc 100 2,000 0.00%
9 Brick & Kyle, Associates 100 2,000 0.00%
10 Tradewinds Capital Management, LLC 200 4,000 0.00%
11 Hudock, Inc. 215 4,000 0.00%
12 BELL ROCK CAPITAL LLC 200 4,000 0.00%
13 CUTLER GROUP LLC / CA 5,300 6,000 0.00% Call
14 CLOSE ASSET MANAGEMENT LTD 275 6,000 0.00%
15 MANUFACTURERS LIFE INSURANCE COMPANY, THE 324 7,000 0.01%
16 US BANCORP \DE\ 400 9,000 0.01%
17 FIFTH THIRD BANCORP 399 9,000 0.01%
18 BARCLAYS PLC 400 9,000 0.01% Call
19 CT Financial Advisors LLC 441 9,865 0.01%
20 CREATIVE FINANCIAL DESIGNS INC /ADV 428 10,000 0.01%
21 KANALY TRUST CO 500 11,000 0.01%
22 PACIFIC CENTER FOR FINANCIAL SERVICES 486 11,000 0.01%
23 Advisors Preferred, LLC 495 11,000 0.01%
24 Walleye Trading LLC 500 11,000 0.01% Put
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 553 12,000 0.01%
26 Kistler-Tiffany Companies, LLC 691 15,000 0.01%
27 MassMutual Private Wealth & Trust, FSB 731 16,338 0.01%
28 JPMORGAN CHASE & CO 959 21,000 0.02%
29 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,403 31,000 0.02%
30 FUSION FAMILY WEALTH, LLC 1,550 36,000 0.03% SH
31 Ancora Advisors LLC 2,100 47,000 0.04%
32 M&R CAPITAL MANAGEMENT INC 2,375 53,000 0.04%
33 MSI Financial Services Inc 2,665 60,000 0.05%
34 SEI INVESTMENTS CO 2,885 64,000 0.05%
35 BARCLAYS PLC 3,865 86,000 0.07%
36 PNC FINANCIAL SERVICES GROUP, INC. 6,121 136,000 0.10%
37 DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN 1,500 140,000 0.11%
38 IFP ADVISORS, INC 7,051 158,000 0.12%
39 WOLVERINE TRADING LP /BD 9,400 210,000 0.16% Call
40 TOCQUEVILLE ASSET MANAGEMENT L.P. 10,000 224,000 0.17%
41 Pinnacle Advisory Group, Inc. 10,032 224,000 0.17%
42 RAYMOND JAMES & ASSOCIATES 10,072 225,000 0.17%
43 AYALON INSURANCE COMP LTD. 10,100 226,000 0.17%
44 Dorsey Wright & Associates 12,612 282,000 0.22%
45 ADVISOR GROUP, INC. 13,439 300,000 0.23%
46 WOLVERINE TRADING LP /BD 13,700 306,000 0.23% Put
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,400 344,000 0.26% Call
48 ROYAL BANK OF CANADA 15,485 346,000 0.26%
49 STIFEL FINANCIAL CORP 15,718 351,000 0.27%
50 SOL Capital Management CO 20,120 450,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.