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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 83 Institutional holders with a total value of $549,765,080.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IHT WEALTH MANAGEMENT, LLC 6 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 1 0 0.00%
4 Transamerica Financial Advisors, LLC 1 1,000 0.00%
5 Winslow, Evans & Crocker, Inc. 14 1,080 0.00%
6 ASSETMARK, INC 21 2,000 0.00%
7 CUTLER GROUP LLC / CA 1,100 2,000 0.00% Call
8 SIMPLEX TRADING, LLC 26 2,000 0.00%
9 CUTLER GROUP LLC / CA 42 3,000 0.00%
10 Sandy Spring Bank 47 4,000 0.00%
11 Apriem Advisors 76 6,000 0.00%
12 BARCLAYS PLC 100 8,000 0.00%
13 FIFTH THIRD BANCORP 128 11,000 0.00%
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 142 12,000 0.00%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 235 19,000 0.00%
16 VALLEY NATIONAL ADVISERS INC 255 21,000 0.00%
17 VERSANT CAPITAL MANAGEMENT, INC 356 29,000 0.01%
18 ARROW FINANCIAL CORP 420 35,000 0.01%
19 Brick & Kyle, Associates 500 41,000 0.01%
20 NEXT Financial Group, Inc 524 43,000 0.01%
21 Creative Planning 560 46,000 0.01%
22 JPMORGAN CHASE & CO 615 51,000 0.01%
23 US BANCORP \DE\ 984 82,000 0.01%
24 IFP ADVISORS, INC 1,255 104,000 0.02%
25 Archford Capital Strategies, LLC 1,290 107,000 0.02%
26 PNC FINANCIAL SERVICES GROUP, INC. 2,381 198,000 0.04%
27 BELL ROCK CAPITAL LLC 2,715 225,000 0.04%
28 NARUS FINANCIAL PARTNERS, LLC 2,829 235,000 0.04%
29 AMERIPRISE FINANCIAL INC 2,986 248,000 0.05%
30 FDx Advisors, Inc. 3,052 253,000 0.05%
31 WOLVERINE TRADING LP /BD 3,100 257,000 0.05% Call
32 APPLETON GROUP, LLC 3,163 262,000 0.05%
33 AT Bancorp 3,357 279,000 0.05%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,700 307,000 0.06% Put
35 ENVESTNET ASSET MANAGEMENT INC 3,739 308,000 0.06%
36 CORNERSTONE WEALTH MANAGEMENT, LLC 4,000 333,000 0.06%
37 Raymond James Financial Services Advisors, Inc. 4,271 354,000 0.06%
38 CITADEL ADVISORS LLC 4,500 373,000 0.07% Call
39 Private Advisor Group, LLC 4,480 374,000 0.07%
40 Atria Investments, Inc 4,506 374,000 0.07%
41 ADVISOR GROUP, INC. 4,885 405,000 0.07%
42 Ken Stern & Associates, Inc. 5,096 423,000 0.08%
43 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 5,218 433,000 0.08%
44 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 5,566 462,000 0.08%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,800 481,000 0.09% Call
46 WOLVERINE TRADING LP /BD 5,900 489,000 0.09% Put
47 V WEALTH MANAGEMENT,LLC 5,895 490,000 0.09%
48 Pinnacle Advisory Group, Inc. 6,884 571,000 0.10%
49 CITADEL ADVISORS LLC 6,955 577,000 0.10%
50 SUNTRUST BANKS INC 7,774 584,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.