Dark
Light
System
Security
STAAR SURGICAL CO
STAAR SURGICAL CO. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 76 Institutional holders with a total value of $218,644,543.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BROADWOOD CAPITAL INC 8,646,923 61,739,000 28.24%
2 PUTNAM INVESTMENTS LLC 7,751,009 55,342,000 25.31%
3 Palo Alto Investors LP 2,666,722 19,040,000 8.71%
4 VANGUARD GROUP INC 1,251,193 8,934,000 4.09%
5 AMERIPRISE FINANCIAL INC 1,232,843 8,803,000 4.03%
6 BlackRock Fund Advisors 1,051,638 7,509,000 3.43%
7 BlackRock Institutional Trust Company, N.A. 992,994 7,090,000 3.24%
8 MORGAN STANLEY 984,445 7,029,000 3.21%
9 TIVERTON ASSET MANAGEMENT LLC 865,528 6,180,000 2.83%
10 STATE STREET CORP 595,433 4,248,000 1.94%
11 Grandeur Peak Global Advisors, LLC 574,386 4,101,000 1.88%
12 NORTHERN TRUST CORP 469,648 3,354,000 1.53%
13 BNP Paribas Asset Management Holding S.A. 340,617 2,432,000 1.11%
14 PRINCIPAL FINANCIAL GROUP INC 267,426 1,909,000 0.87%
15 Granahan Investment Management, LLC 244,840 1,748,000 0.80%
16 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 216,682 1,547,000 0.71%
17 GEODE CAPITAL MANAGEMENT, LLC 190,918 1,363,000 0.62%
18 Bank of New York Mellon Corp 175,976 1,257,000 0.57%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 169,350 1,209,000 0.55%
20 Amici Capital, LLC 140,000 1,000,000 0.46%
21 BlackRock Investment Management, LLC 137,736 983,000 0.45%
22 ARDSLEY ADVISORY PARTNERS LP 93,612 668,000 0.31%
23 SHINE INVESTMENT ADVISORY SERVICES INC 90,000 643,000 0.29%
24 DEUTSCHE BANK AG\ 78,876 562,000 0.26%
25 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 72,013 514,000 0.24%
26 STONERIDGE INVESTMENT PARTNERS LLC 70,272 502,000 0.23%
27 Calamos Advisors LLC 68,200 487,000 0.22%
28 TEACHERS ADVISORS, LLC 64,787 463,000 0.21%
29 D. E. Shaw & Co., Inc. 61,608 440,000 0.20%
30 Weiss Multi-Strategy Advisers LLC 61,000 436,000 0.20%
31 NEW YORK STATE COMMON RETIREMENT FUND 60,391 431,000 0.20%
32 MENTA CAPITAL LLC 59,744 427,000 0.20%
33 ALLIANCEBERNSTEIN L.P. 51,500 400,000 0.18%
34 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 54,900 392,000 0.18%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 52,900 378,000 0.17%
36 Swiss National Bank 52,800 377,000 0.17%
37 MILLENNIUM MANAGEMENT LLC 46,757 334,000 0.15%
38 WILLIAMS JONES & ASSOCIATES LLC 40,610 290,000 0.13%
39 OXFORD ASSET MANAGEMENT LLP 40,342 290,000 0.13%
40 Creative Planning 39,880 285,000 0.13%
41 RHUMBLINE ADVISERS 38,531 275,000 0.13%
42 CREDIT SUISSE AG/ 33,981 243,000 0.11%
43 PERKINS CAPITAL MANAGEMENT INC 31,500 225,000 0.10%
44 METROPOLITAN LIFE INSURANCE CO/NY 29,550 211,000 0.10%
45 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 28,799 206,000 0.09%
46 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 28,400 203,000 0.09%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 27,465 196,000 0.09%
48 Nationwide Fund Advisors 25,918 185,000 0.08%
49 STEPHENS INC /AR/ 25,223 180,000 0.08%
50 AMERICAN INTERNATIONAL GROUP, INC. 22,755 162,000 0.07%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.