Dark
Light
System
Security
STAAR SURGICAL CO
STAAR SURGICAL CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 79 Institutional holders with a total value of $222,598,607.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BROADWOOD CAPITAL INC 10,417,670 76,987,000 34.59%
2 PUTNAM INVESTMENTS LLC 7,751,854 57,286,000 25.74%
3 Palo Alto Investors LP 2,641,875 19,523,000 8.77%
4 VANGUARD GROUP INC 1,246,770 9,213,000 4.14%
5 BlackRock Fund Advisors 1,009,141 7,458,000 3.35%
6 BlackRock Institutional Trust Company, N.A. 988,418 7,304,000 3.28%
7 MORGAN STANLEY 922,049 6,814,000 3.06%
8 Grandeur Peak Global Advisors, LLC 582,861 4,307,000 1.93%
9 STATE STREET CORP 571,018 4,221,000 1.90%
10 NORTHERN TRUST CORP 471,926 3,488,000 1.57%
11 TIVERTON ASSET MANAGEMENT LLC 411,241 3,039,000 1.37%
12 PRINCIPAL FINANCIAL GROUP INC 266,169 1,967,000 0.88%
13 GEODE CAPITAL MANAGEMENT, LLC 193,933 1,433,000 0.64%
14 Bank of New York Mellon Corp 176,929 1,308,000 0.59%
15 TIAA CREF INVESTMENT MANAGEMENT LLC 169,350 1,251,000 0.56%
16 RENAISSANCE TECHNOLOGIES LLC 150,400 1,111,000 0.50%
17 KENNEDY CAPITAL MANAGEMENT LLC 149,430 1,104,000 0.50%
18 BlackRock Investment Management, LLC 140,316 1,037,000 0.47%
19 DEUTSCHE BANK AG\ 96,655 712,000 0.32%
20 SHINE INVESTMENT ADVISORY SERVICES INC 90,000 665,000 0.30%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 82,248 608,000 0.27%
22 MENTA CAPITAL LLC 75,840 560,000 0.25%
23 ARDSLEY ADVISORY PARTNERS LP 75,000 554,000 0.25%
24 TWO SIGMA INVESTMENTS, LP 69,485 513,000 0.23%
25 Weiss Multi-Strategy Advisers LLC 65,000 480,000 0.22%
26 TEACHERS ADVISORS, LLC 64,787 479,000 0.22%
27 Swiss National Bank 62,400 448,000 0.20%
28 D. E. Shaw & Co., Inc. 59,372 439,000 0.20%
29 Calamos Advisors LLC 58,300 431,000 0.19%
30 Archon Capital Management LLC 57,520 425,000 0.19%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 51,900 384,000 0.17%
32 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 51,700 382,000 0.17%
33 ALLIANCEBERNSTEIN L.P. 51,500 381,000 0.17%
34 NEW YORK STATE COMMON RETIREMENT FUND 51,066 377,000 0.17%
35 Creative Planning 50,590 374,000 0.17%
36 WILLIAMS JONES & ASSOCIATES LLC 40,610 300,000 0.13%
37 Manatuck Hill Partners, LLC 40,000 296,000 0.13%
38 RHUMBLINE ADVISERS 38,891 287,000 0.13%
39 TWO SIGMA ADVISERS, LP 36,341 269,000 0.12%
40 WELLS FARGO & COMPANY/MN 33,347 247,000 0.11%
41 GOLDMAN SACHS GROUP INC 31,536 233,000 0.10%
42 GSA CAPITAL PARTNERS LLP 31,300 231,000 0.10%
43 STONERIDGE INVESTMENT PARTNERS LLC 30,747 227,000 0.10%
44 METROPOLITAN LIFE INSURANCE CO/NY 29,550 218,000 0.10%
45 PERKINS CAPITAL MANAGEMENT INC 29,000 214,000 0.10%
46 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 28,799 213,000 0.10%
47 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 28,400 210,000 0.09%
48 CITIGROUP INC 27,194 201,000 0.09%
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 27,465 200,000 0.09%
50 Nationwide Fund Advisors 25,918 192,000 0.09%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.