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APPLIED OPTOELECTRONICS INC
APPLIED OPTOELECTRONICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 91 Institutional holders with a total value of $215,143,202.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GILDER GAGNON HOWE & CO LLC 893,385 20,727,000 9.63%
2 GROW Partners, LLC 488,000 11,322,000 5.26%
3 COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT 474,137 10,999,000 5.11%
4 ARDSLEY ADVISORY PARTNERS LP 435,500 10,104,000 4.70%
5 WALL STREET ASSOCIATES 394,200 9,145,000 4.25%
6 BlackRock Fund Advisors 362,703 8,415,000 3.91%
7 KINGDON CAPITAL MANAGEMENT, L.L.C. 354,900 8,230,000 3.83%
8 Park West Asset Management LLC 323,869 7,514,000 3.49%
9 EMERALD MUTUAL FUND ADVISERS TRUST 322,268 7,477,000 3.48%
10 Hood River Capital Management LLC 312,480 7,250,000 3.37%
11 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 296,200 6,872,000 3.19%
12 EMERALD ADVISERS, LLC 282,588 6,556,000 3.05%
13 FRED ALGER MANAGEMENT, LLC 275,070 6,382,000 2.97%
14 Portolan Capital Management, LLC 273,730 6,351,000 2.95%
15 TURNER INVESTMENTS LLC 263,120 6,104,000 2.84%
16 Shannon River Fund Management LLC 245,800 5,703,000 2.65%
17 VANGUARD GROUP INC 243,709 5,654,000 2.63%
18 Nicholas Investment Partners, LP 187,722 4,355,000 2.02%
19 STATE STREET CORP 153,742 3,565,000 1.66%
20 BlackRock Institutional Trust Company, N.A. 151,736 3,520,000 1.64%
21 Informed Momentum Co LLC 144,363 3,349,000 1.56%
22 Pier Capital, LLC 135,705 3,148,000 1.46%
23 G2 Investment Partners Management LLC 131,687 3,055,000 1.42%
24 Allianz Asset Management GmbH 112,006 2,599,000 1.21%
25 WELLS FARGO & COMPANY/MN 105,779 2,454,000 1.14%
26 ALPINE WOODS CAPITAL INVESTORS, LLC 103,505 2,401,000 1.12%
27 GUGGENHEIM CAPITAL LLC 90,678 2,104,000 0.98%
28 AFTON CAPITAL MANAGEMENT LLC 90,300 2,095,000 0.97%
29 Bank of New York Mellon Corp 89,216 2,070,000 0.96%
30 RS INVESTMENT MANAGEMENT CO LLC 89,000 2,065,000 0.96%
31 SPROTT INC. 80,000 1,856,000 0.86%
32 MORGAN STANLEY 69,550 1,613,000 0.75%
33 DRIEHAUS CAPITAL MANAGEMENT LLC 66,966 1,554,000 0.72%
34 Robert W. Baird & Co. Inc 66,516 1,543,000 0.72%
35 NORTHERN TRUST CORP 62,089 1,440,000 0.67%
36 RUSSELL FRANK CO/ 78,412 1,414,000 0.66%
37 THRIVENT FINANCIAL FOR LUTHERANS 58,910 1,367,000 0.64%
38 TIAA CREF INVESTMENT MANAGEMENT LLC 55,687 1,292,000 0.60%
39 Nuveen Asset Management, LLC 55,138 1,279,000 0.59%
40 PERKINS CAPITAL MANAGEMENT INC 53,700 1,246,000 0.58%
41 PALISADE CAPITAL MANAGEMENT, LP 50,000 1,160,000 0.54%
42 GEODE CAPITAL MANAGEMENT, LLC 48,678 1,129,000 0.52%
43 JANE STREET GROUP, LLC 45,866 1,064,000 0.49%
44 BlackRock Investment Management, LLC 42,349 982,000 0.46%
45 CARDINAL CAPITAL MANAGEMENT LLC /CT 40,300 935,000 0.43%
46 DIALECTIC CAPITAL MANAGEMENT, LP 35,920 834,000 0.39%
47 FORTALEZA ASSET MANAGEMENT INC/ 32,720 759,000 0.35%
48 CREDIT SUISSE AG/ 32,477 753,000 0.35%
49 MUNDER CAPITAL MANAGEMENT 31,878 740,000 0.34%
50 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 31,110 722,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.