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ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN
ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 53 Institutional holders with a total value of $612,644,504.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 43,020,149 368,248,000 60.11%
2 BANK OF AMERICA CORP /DE/ 18,653,004 159,670,000 26.06%
3 BADGLEY PHELPS & BELL INC 2,509,537 21,482,000 3.51%
4 HSBC HOLDINGS PLC 1,266,600 10,842,000 1.77%
5 Ancora Advisors LLC 743,657 6,366,000 1.04%
6 ROBERTS GLORE & CO INC /IL/ 679,027 5,812,000 0.95%
7 UBS AG 659,460 5,645,000 0.92%
8 JNBA Financial Advisors 646,483 5,534,000 0.90%
9 Transamerica Financial Advisors, LLC 641,679 5,493,000 0.90%
10 MANAGED ACCOUNT ADVISORS LLC 634,031 5,427,000 0.89%
11 Mosaic Financial Partners, Inc. 561,160 4,804,000 0.78%
12 PENINSULA ASSET MANAGEMENT INC 359,329 3,076,000 0.50%
13 ENVESTNET ASSET MANAGEMENT INC 221,488 1,896,000 0.31%
14 Commonwealth Equity Services, Inc 155,487 1,331,000 0.22%
15 JANE STREET GROUP, LLC 124,169 1,063,000 0.17%
16 Marble Harbor Investment Counsel, LLC 69,110 592,000 0.10%
17 HighTower Advisors, LLC 65,074 558,000 0.09%
18 CPWM, LLC 53,509 458,000 0.07%
19 RAYMOND JAMES & ASSOCIATES 51,948 445,000 0.07%
20 Freedom Investment Management, Inc. 48,213 413,000 0.07%
21 BENNICAS & ASSOCIATES, INC. 45,500 389,000 0.06%
22 FIRST NATIONAL TRUST CO 38,520 330,000 0.05%
23 Cambridge Investment Research Advisors, Inc. 22,072 189,000 0.03%
24 BRADLEY FOSTER & SARGENT INC/CT 21,102 181,000 0.03%
25 Veritable, L.P. 21,135 181,000 0.03%
26 HOWLAND CAPITAL MANAGEMENT LLC 18,706 160,000 0.03%
27 NEW ENGLAND SECURITIES CORP /MA/ 17,813 152,000 0.02%
28 EATON VANCE MANAGEMENT 17,585 150,000 0.02%
29 US BANCORP \DE\ 16,274 139,000 0.02%
30 DOWLING & YAHNKE LLC 15,545 133,000 0.02%
31 Evanson Asset Management, LLC 15,000 128,000 0.02%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,673 124,000 0.02%
33 SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ 14,505 124,000 0.02%
34 AMERICAN NATIONAL BANK & TRUST 13,700 117,000 0.02%
35 TWO SIGMA INVESTMENTS, LP 13,316 114,000 0.02%
36 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 10,989 94,000 0.02%
37 MORGAN STANLEY 10,578 91,000 0.01%
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,531 90,000 0.01%
39 FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 10,000 86,000 0.01%
40 CoreCommodity Management, LLC 10,000 86,000 0.01%
41 WASHINGTON TRUST BANK 8,930 76,000 0.01%
42 BANK OF MONTREAL /CAN/ 8,000 68,000 0.01%
43 MSI Financial Services Inc 7,195 62,000 0.01%
44 ROYAL BANK OF CANADA 6,792 58,000 0.01%
45 PNC FINANCIAL SERVICES GROUP, INC. 5,137 44,000 0.01%
46 Evercore Wealth Management, LLC 4,600 40,000 0.01%
47 Carroll Financial Associates, Inc. 3,000 26,000 0.00%
48 CHILTON CAPITAL MANAGEMENT LLC 2,617 22,402 0.00%
49 AMERIPRISE FINANCIAL INC 1,681 15,000 0.00%
50 AMERICAN INTERNATIONAL GROUP, INC. 1,297 11,102 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.