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ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN
ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 57 Institutional holders with a total value of $639,809,218.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 44,000,280 377,963,000 59.07%
2 BANK OF AMERICA CORP /DE/ 19,273,666 165,561,000 25.88%
3 BADGLEY PHELPS & BELL INC 2,464,015 21,166,000 3.31%
4 MANAGED ACCOUNT ADVISORS LLC 1,653,245 14,201,000 2.22%
5 HSBC HOLDINGS PLC 1,266,600 10,880,000 1.70%
6 Ancora Advisors LLC 784,307 6,737,000 1.05%
7 UBS AG 744,550 6,396,000 1.00%
8 ROBERTS GLORE & CO INC /IL/ 661,627 5,683,000 0.89%
9 Transamerica Financial Advisors, LLC 650,081 5,585,000 0.87%
10 Mosaic Financial Partners, Inc. 641,903 5,514,000 0.86%
11 JNBA Financial Advisors 623,051 5,352,000 0.84%
12 PENINSULA ASSET MANAGEMENT INC 335,600 2,883,000 0.45%
13 ENVESTNET ASSET MANAGEMENT INC 197,388 1,696,000 0.27%
14 Commonwealth Equity Services, Inc 157,600 1,354,000 0.21%
15 Janney Montgomery Scott LLC 122,953 1,056,166 0.17%
16 Marble Harbor Investment Counsel, LLC 82,610 710,000 0.11%
17 HighTower Advisors, LLC 67,103 576,000 0.09%
18 Silphium Asset Management Ltd 60,000 515,400 0.08%
19 RAYMOND JAMES & ASSOCIATES 57,537 494,000 0.08%
20 CPWM, LLC 54,002 464,000 0.07%
21 FIRST NATIONAL TRUST CO 44,520 382,000 0.06%
22 BENNICAS & ASSOCIATES, INC. 43,000 369,000 0.06%
23 Freedom Investment Management, Inc. 38,675 332,000 0.05%
24 Syntal Capital Partners, LLC 38,300 328,000 0.05%
25 OPPENHEIMER & CO INC 30,954 266,000 0.04%
26 COMMERZBANK AKTIENGESELLSCHAFT /FI 30,000 258,000 0.04%
27 US BANCORP \DE\ 28,374 244,000 0.04%
28 NEW ENGLAND SECURITIES CORP /MA/ 24,426 210,000 0.03%
29 MORGAN STANLEY 23,851 205,000 0.03%
30 Veritable, L.P. 21,135 182,000 0.03%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,178 182,000 0.03%
32 BRADLEY FOSTER & SARGENT INC/CT 21,102 181,000 0.03%
33 HOWLAND CAPITAL MANAGEMENT LLC 18,706 161,000 0.03%
34 Bank of New York Mellon Corp 17,910 154,000 0.02%
35 EATON VANCE MANAGEMENT 17,585 152,000 0.02%
36 Cambridge Investment Research Advisors, Inc. 17,579 151,000 0.02%
37 DOWLING & YAHNKE LLC 15,545 134,000 0.02%
38 Evanson Asset Management, LLC 15,000 129,000 0.02%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,439 124,000 0.02%
40 PNC FINANCIAL SERVICES GROUP, INC. 11,578 99,000 0.02%
41 BANK OF MONTREAL /CAN/ 11,390 98,000 0.02%
42 Bell Bank 10,525 90,000 0.01%
43 CoreCommodity Management, LLC 10,000 86,000 0.01%
44 FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 10,000 86,000 0.01%
45 WASHINGTON TRUST BANK 8,930 77,000 0.01%
46 Alexandria Capital, LLC 9,000 77,000 0.01%
47 MSI Financial Services Inc 7,243 62,000 0.01%
48 ROYAL BANK OF CANADA 6,792 58,000 0.01%
49 AMERIPRISE FINANCIAL INC 5,946 51,000 0.01%
50 FIFTH THIRD BANCORP 3,263 28,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.