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ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN
ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 55 Institutional holders with a total value of $341,590,544.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 HOWE & RUSLING INC 172 1,000 0.00%
3 Highlander Capital Management, LLC 250 2,000 0.00%
4 FIFTH THIRD BANCORP 336 2,000 0.00%
5 Sunbelt Securities, Inc. 432 2,687 0.00%
6 AMERICAN INTERNATIONAL GROUP, INC. 463 2,880 0.00%
7 ROYAL BANK OF CANADA 420 3,000 0.00%
8 Evercore Wealth Management, LLC 793 5,000 0.00%
9 GUPTA WEALTH MANAGEMENT LLC 1,724 11,000 0.00%
10 Alexandria Capital, LLC 4,000 25,000 0.01%
11 AMERIPRISE FINANCIAL INC 10,102 58,000 0.02%
12 FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 10,000 62,000 0.02%
13 NORTHERN TRUST CORP 10,168 63,000 0.02%
14 ALLIANCEBERNSTEIN L.P. 11,302 70,000 0.02%
15 M&T BANK CORP 12,700 79,000 0.02%
16 TWO SIGMA SECURITIES, LLC 13,255 82,000 0.02%
17 BANK OF MONTREAL /CAN/ 13,844 86,000 0.03%
18 GOLDMAN SACHS GROUP INC 13,953 87,000 0.03%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,944 92,000 0.03%
20 EATON VANCE MANAGEMENT 17,585 109,000 0.03%
21 HEADINVEST, LLC 17,826 111,000 0.03%
22 CITADEL ADVISORS LLC 18,618 116,000 0.03%
23 US BANCORP \DE\ 20,647 129,000 0.04%
24 Veritable, L.P. 21,135 131,000 0.04%
25 Commonwealth Equity Services, Inc 22,458 140,000 0.04%
26 MORGAN STANLEY 22,700 141,000 0.04%
27 Cambridge Investment Research Advisors, Inc. 27,636 172,000 0.05%
28 BENNICAS & ASSOCIATES, INC. 29,750 185,000 0.05%
29 BRADLEY FOSTER & SARGENT INC/CT 30,500 190,000 0.06%
30 Syntal Capital Partners, LLC 38,300 238,000 0.07%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,674 247,000 0.07%
32 CPWM, LLC 45,146 281,000 0.08%
33 MSI Financial Services Inc 49,973 311,000 0.09%
34 OLD MISSION CAPITAL LLC 50,312 313,000 0.09%
35 FIRST NATIONAL TRUST CO 56,270 350,000 0.10%
36 RAYMOND JAMES & ASSOCIATES 58,465 364,000 0.11%
37 Virtu KCG Holdings LLC 65,204 406,000 0.12%
38 ENVESTNET ASSET MANAGEMENT INC 67,894 422,000 0.12%
39 BAIRD FINANCIAL GROUP, INC. 90,328 562,000 0.16%
40 Marble Harbor Investment Counsel, LLC 102,810 639,000 0.19%
41 Janney Montgomery Scott LLC 112,215 697,977 0.20%
42 JNBA Financial Advisors 128,923 802,000 0.23%
43 PENINSULA ASSET MANAGEMENT INC 179,000 1,113,000 0.33%
44 KWMG, LLC 209,134 1,301,000 0.38%
45 HighTower Advisors, LLC 215,325 1,339,000 0.39%
46 D.A. DAVIDSON & CO. 255,790 1,591,000 0.47%
47 JANE STREET GROUP, LLC 299,304 1,862,000 0.55%
48 UBS Group AG 498,358 3,100,000 0.91%
49 ROBERTS GLORE & CO INC /IL/ 538,452 3,349,000 0.98%
50 Ancora Advisors LLC 782,250 4,866,000 1.42%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.