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ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN
ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 51 Institutional holders with a total value of $217,862,251.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Highlander Capital Management, LLC 250 1,000 0.00%
3 HOWE & RUSLING INC 172 1,000 0.00%
4 People's United Financial, Inc. 332 2,000 0.00%
5 AMERICAN INTERNATIONAL GROUP, INC. 463 2,000 0.00%
6 ROYAL BANK OF CANADA 420 2,000 0.00%
7 Sunbelt Securities, Inc. 432 2,251 0.00%
8 Evercore Wealth Management, LLC 484 3,000 0.00%
9 Creative Planning 1,350 7,000 0.00%
10 GUPTA WEALTH MANAGEMENT LLC 1,724 9,000 0.00%
11 Alexandria Capital, LLC 4,000 21,000 0.01%
12 MORGAN STANLEY 5,195 27,000 0.01%
13 BANK OF MONTREAL /CAN/ 5,674 30,000 0.01%
14 PNC FINANCIAL SERVICES GROUP, INC. 9,715 51,000 0.02%
15 Janney Montgomery Scott LLC 10,194 53,000 0.02%
16 NORTHERN TRUST CORP 10,168 53,000 0.02%
17 GOLDMAN SACHS GROUP INC 10,707 56,000 0.03%
18 AMERIPRISE FINANCIAL INC 12,136 63,000 0.03%
19 M&T BANK CORP 12,700 66,000 0.03%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,944 80,000 0.04%
21 BENNICAS & ASSOCIATES, INC. 17,300 90,000 0.04%
22 Commonwealth Equity Services, Inc 18,903 98,000 0.04%
23 Syntal Capital Partners, LLC 19,300 100,000 0.05%
24 US BANCORP \DE\ 19,882 104,000 0.05%
25 Veritable, L.P. 21,135 110,000 0.05%
26 BRADLEY FOSTER & SARGENT INC/CT 30,500 159,000 0.07%
27 ENVESTNET ASSET MANAGEMENT INC 32,926 172,000 0.08%
28 Cambridge Investment Research Advisors, Inc. 37,980 198,000 0.09%
29 MSI Financial Services Inc 38,053 198,000 0.09%
30 CPWM, LLC 43,069 224,000 0.10%
31 RAYMOND JAMES & ASSOCIATES 51,527 268,000 0.12%
32 FIRST NATIONAL TRUST CO 56,270 293,000 0.13%
33 HighTower Advisors, LLC 64,964 338,000 0.16%
34 OLD MISSION CAPITAL LLC 65,783 343,000 0.16%
35 Marble Harbor Investment Counsel, LLC 77,860 406,000 0.19%
36 Virtu KCG Holdings LLC 88,342 460,000 0.21%
37 BAIRD FINANCIAL GROUP, INC. 96,512 503,000 0.23%
38 UBS Group AG 104,906 547,000 0.25%
39 JNBA Financial Advisors 130,023 677,000 0.31%
40 JANE STREET GROUP, LLC 185,879 968,000 0.44%
41 PENINSULA ASSET MANAGEMENT INC 188,979 985,000 0.45%
42 Freedom Investment Management, Inc. 18,237 1,030,000 0.47%
43 KWMG, LLC 254,891 1,328,000 0.61%
44 D.A. DAVIDSON & CO. 318,233 1,657,000 0.76%
45 ROBERTS GLORE & CO INC /IL/ 495,502 2,582,000 1.19%
46 BLACKROCK ADVISORS LLC 573,000 2,985,000 1.37%
47 Ancora Advisors LLC 782,250 4,076,000 1.87%
48 Transamerica Financial Advisors, LLC 982,516 5,119,000 2.35%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,252,539 11,736,000 5.39%
50 BANK OF AMERICA CORP /DE/ 11,433,026 59,566,000 27.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.